Jennifer L. Miranda

TCP ASSET MANAGEMENT

Palm Springs, CA 92264

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CRD#: 5127489

Professional summary

Jennifer Lynne Miranda, who also goes by Jennifer L Larson, Jennifer Lynne Larson, is a registered financial advisor currently at TCP ASSET MANAGEMENT, LLC located in Palm Springs, California and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Palm Springs, California.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jennifer has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 11 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer L Larson | Jennifer Lynne Larson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) TCP ASSET MANAGEMENT - EXECUTIVE DIRECTOR, COMPLIANCE ANALYST - DBA NAME FOR MARKETING PURPOSES ONLY - PALM SPRINGS, CA - SINCE 05/2022 - INVESTMENT RELATED 2.) TCP ASSET MANAGEMENT LLC - EXECUTIVE DIRECTOR, COMPLIANCE ANALYST - REGISTERED INVESTMENT ADVISOR - PALM SPRINGS, CA - SINCE 07/2024 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lynne Miranda's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2024 - Present

TCP ASSET MANAGEMENT, LLC

Office #1: 500 South Palm Canyon Dr. Ste. 204, Palm Springs, CA 92264

RIA

CRD#: 286037

Palm Springs, CA

Current

August 3, 2009 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 500 South Palm Canyon Dr. Ste. 204, Palm Springs, CA 92264

RIA

CRD#: 20804

Palm Springs, CA

Past

April 13, 2009 - August 3, 2009

ASSOCIATED SECURITIES CORP.

CRD#: 12969

RANCHO MIRAGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TCP ASSET MANAGEMENT, LLC

TCP ASSET MANAGEMENT, LLC | TRENDENCY CAPITAL PARTNERS, LLC

CRD#: 286037 / SEC#: 801-108836

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/20/2024)

IAR

California
(4/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/16/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/30/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/12/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/25/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 11

Date: 4/10/2009

Assistant Representative-Order Processing Qualification Exam

Principal/Supervisory Exam

Series 24

Date: 7/30/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TCP ASSET MANAGEMENT, LLC

TCP ASSET MANAGEMENT, LLC | TRENDENCY CAPITAL PARTNERS, LLC

CRD#: 286037 / SEC#: 801-108836

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

5000 Horizons Drive, Upper Arlington, OH 43220

Mailing Address

Phone number

(614) 761-9378

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCP ASSET MANAGMENT, LLC FIRM BROCHURE (10/10/2025)

Regulatory assets under management

Total Number of Accounts	3,930
AUM (Assets Under Management)	$ 822,130,691

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer L. Miranda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lynne Miranda's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

ASSOCIATED SECURITIES CORP.

Primary Firm SEC Registration

TCP ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/16/2024

Series 63

Date: 11/30/2009

Series 7TO

Date: 2/12/2024

SIE

Date: 4/25/2023

Series 11

Date: 4/10/2009

Series 24

Date: 7/30/2024

FINRA

Current Firm

TCP ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TCP ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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