Kent K. Koch

ALLEN CAPITAL GROUP

Grand Island, NE 68803

Some features on this profile are disabled

CRD#: 5127115

Professional summary

Kent Kurtis Koch, who also goes by Kent Koch, is a registered financial advisor currently at ALLEN CAPITAL GROUP, LLC located in Grand Island, Nebraska.

Kent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kent has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kent Koch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent Kurtis Koch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2015 - Present

ALLEN CAPITAL GROUP, LLC

Office #1: 3540 Prairieview Street Suite 200, Grand Island, NE 68803

RIA

CRD#: 135879

Grand Island, NE

Past

April 23, 2008 - June 9, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

GRAND ISLAND, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLEN CAPITAL GROUP, LLC

CRD#: 135879 / SEC#: 801-64514

RIA

Registered Investment Advisory firm - (7/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(6/24/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/23/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/9/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/21/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALLEN CAPITAL GROUP, LLC

CRD#: 135879 / SEC#: 801-64514

RIA

Registered Investment Advisory firm - (7/15/2005 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3540 Prairieview Street Suite 200, Grand Island, NE 68803

Mailing Address

Phone number

(308) 385-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/11/2025)

Regulatory assets under management

Total Number of Accounts	6,558
AUM (Assets Under Management)	$ 1,223,235,037

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/03/2025	Cover Page	Report
11/25/2024	Cover Page	Report
11/17/2023	Cover Page	Report
12/16/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sungmin Ryan Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Florham Park, NJ

Angela Chinn

J.P. MORGAN SECURITIES LLC

IAR

Los Angeles, CA

Julie Danapilis

THRIVENT INVESTMENT MANAGEMENT INC.

MINNEAPOLIS, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kent K. Koch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent Kurtis Koch's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

ALLEN CAPITAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/2015

Series 63

Date: 6/23/2008

SIE

Date: 6/9/2015

Series 6

Date: 4/21/2008

Current Firm

ALLEN CAPITAL GROUP, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALLEN CAPITAL GROUP, LLC

TRUST BUT VERIFY

Similar Advisors