Santhosh Bandreddi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Santhosh Bandreddi, who also goes by Santhosh Venkata Bandreddi, Santhosh Venkata Kali Phani Bandreddi, was a registered financial professional .
Santhosh is a previously registered financial professional and started their career in finance in 2006. Santhosh had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2018 - January 14, 2020
DINOSAUR FINANCIAL GROUP, L.L.C
November 13, 2017 - October 24, 2018
CG CAPITAL MARKETS, LLC
March 21, 2016 - October 10, 2017
AURIGA USA, LLC
July 13, 2011 - July 31, 2015
HSBC SECURITIES (USA) INC.
November 1, 2010 - July 6, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 23, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
April 26, 2006 - January 26, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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