Dennis S. Mcmillan

PORTSIDE WEALTH GROUP

Bountiful, UT

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CRD#: 5126963

Professional summary

Dennis Shane Mcmillan, who also goes by Shane Mcmillan, is a registered financial advisor currently at PORTSIDE WEALTH GROUP, LLC located in Bountiful, Utah and ARETE WEALTH MANAGEMENT, LLC located in Englewood, Colorado.

Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Dennis has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shane Mcmillan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

09/2003: First Frontier Financial: Owner; fixed life, annuity & health insurance sales; independent agent for various insurance companies. Non investment related 60% of income.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Shane Mcmillan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2024 - Present

PORTSIDE WEALTH GROUP, LLC

RIA

CRD#: 325175

Bountiful, UT

Current

January 25, 2016 - Present

ARETE WEALTH MANAGEMENT, LLC

Office #1: 7887 East Belleview Ave Suite 1100, Englewood, CO 80111

CRD#: 44856

Englewood, CO

Past

May 18, 2018 - October 4, 2024

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

Englewood, CO

Past

January 28, 2016 - March 29, 2018

OAK LANE ADVISORS

RIA

CRD#: 140612

CENTERVILLE, UT

Past

August 28, 2015 - January 27, 2016

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

SALT LAKE CITY, UT

Past

August 28, 2015 - January 27, 2016

SIGNATOR INVESTORS, INC.

CRD#: 468

SALT LAKE CITY, UT

Past

September 14, 2011 - September 3, 2015

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SALT LAKE CITY, UT

Past

September 12, 2011 - September 3, 2015

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SALT LAKE CITY, UT

Past

November 2, 2009 - September 14, 2011

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

BOUNTIFUL, UT

Past

October 29, 2009 - September 14, 2011

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

BOUNTIFUL, UT

Past

April 15, 2009 - October 29, 2009

INSPHERE SECURITIES, INC.

CRD#: 136433

BOUNTIFUL, UT

Past

April 13, 2009 - October 29, 2009

INSPHERE SECURITIES, INC.

RIA

CRD#: 136433

BOUNTIFUL, UT

Past

December 19, 2007 - September 23, 2008

INSPHERE SECURITIES, INC.

RIA

CRD#: 136433

BOUNTIFUL, UT

Past

December 19, 2007 - September 23, 2008

INSPHERE SECURITIES, INC.

CRD#: 136433

BOUNTIFUL, UT

Past

June 30, 2006 - February 2, 2007

BOK FINANCIAL SECURITIES, INC.

RIA

CRD#: 17530

DENVER, CO

Past

May 22, 2006 - February 2, 2007

BOK FINANCIAL SECURITIES, INC.

CRD#: 17530

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTSIDE WEALTH GROUP, LLC

CRD#: 325175 / SEC#: 801-127529

RIA

Registered Investment Advisory firm - (3/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/24/2016)

California
(1/25/2016)

Colorado
(2/8/2016)

Florida
(1/26/2016)

Georgia
(2/15/2016)

Kansas
(2/16/2016)

Maryland
(3/15/2022)

Nebraska
(9/30/2025)

Nevada
(2/11/2016)

Ohio
(6/23/2020)

Oregon
(6/23/2020)

South Carolina
(5/11/2021)

Utah
(1/27/2016)

IAR

Utah
(10/28/2024)

Washington
(3/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PORTSIDE WEALTH GROUP, LLC

CRD#: 325175 / SEC#: 801-127529

RIA

Registered Investment Advisory firm - (3/24/2023 Approved)

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Contact information

Main Address

3507 N University Ave Suite 150, Provo, UT 84604

Mailing Address

Phone number

(385) 412-1222

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PORTSIDE WEALTH GROUP, LLC ADV BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	6,507
AUM (Assets Under Management)	$ 1,125,318,236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dennis S. Mcmillan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Shane Mcmillan's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETE WEALTH MANAGEMENT, LLC

ARETE WEALTH ADVISORS, LLC

OAK LANE ADVISORS

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

INSPHERE SECURITIES, INC.

INSPHERE SECURITIES, INC.

INSPHERE SECURITIES, INC.

INSPHERE SECURITIES, INC.

BOK FINANCIAL SECURITIES, INC.

BOK FINANCIAL SECURITIES, INC.

Primary Firm SEC Registration

PORTSIDE WEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2006

SIE

Date: 10/1/2018

Series 7

Date: 5/15/2006

FINRA

Current Firm

PORTSIDE WEALTH GROUP, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTSIDE WEALTH GROUP, LLC

TRUST BUT VERIFY

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