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Duncan A Parker

CRD# 5126751·Registered 2006 - 2013
Previously Registered: Being a previously registered professional could mean that Duncan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Duncan A Parker, who also goes by Duncan Alexander Parker, Duncan Parker, was a registered financial advisor. Duncan was a previously registered financial professional and started their career in finance 2006 - 2013. Duncan had worked at 5 firms and has passed the Series 66, Series 7 and Series 31 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Duncan Alexander Parker, Duncan Parker

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

BRIGHT TRADING, LLC·CRD# 34702
BD
Henderson, NV
June 11, 2012 - June 20, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Virginia Beach, VA
June 9, 2010 - April 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Virginia Beach, VA
May 18, 2010 - April 5, 2012
EDWARD JONES·CRD# 250
RIA
St. Louis, MO
December 3, 2007 - January 23, 2008
EDWARD JONES·CRD# 250
BD
St. Louis, MO
December 3, 2007 - January 23, 2008
MORGAN STANLEY & CO. LLC·CRD# 8209
RIA
Santa Monica, CA
April 2, 2007 - November 30, 2007
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Santa Monica, CA
April 2, 2007 - November 30, 2007
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Santa Monica, CA
May 15, 2006 - April 2, 2007
MORGAN STANLEY DW INC.·CRD# 7556
BD
Santa Monica, CA
May 8, 2006 - April 2, 2007

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Current Firm

BT
BRIGHT TRADING, LLC

BRIGHT TRADING, INC. | BRIGHT TRADING, LLC

CRD#: 34702 / SEC#: 8-44990
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

10521 Jeffreys Street, Suite 121, Henderson, NV 89052

Mailing Address

6061 Topaz Street, Las Vegas, NV 89120

Phone Number

(702) 739-1393

Established

Nevada since 07/31/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BRIGHT INVESTMENTS, LLCMANAGING MEMBER—
ARLINSKY, KOSTATRADER5510518
ARLINSKY, STEVETRADER5510563
JONES, KEN ANDOTRADER5512985
SORGIC, SINISATRADER5513001
ANDERSON, DIANA ELIZABETHCOMPLIANCE DIRECTOR/ CHIEF COMPLIANCE OFFICER4894089
BRIGHT, ROBERT ALVINCEO, CFO1148394
CHAN, STEPHEN KEI ONTRADER5571223
FRIESEN, ROBIN DALEPRESIDENT/CHIEF OPERATING OFFICER5518030
ROSS, CHRISTINE ANGELCFO, FINOP5512412
SHILLETTO, ANDREW E MR.TRADER4793136
WALENTINY, CARLO ANNE JOSEPHTRADER5518113

Disclosures

Regulatory Event

5

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2010About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed May 2010About the Series 7 exam

Series 31 — Futures Managed Funds Examination

Passed Jun 2006About the Series 31 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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