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Felix E. Ajegbo

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CRD#: 5126308
FA

Professional summary

Felix E. Ajegbo was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Felix E. Ajegbo was a registered financial professional .

Felix is a previously registered financial professional and started their career in finance in 2008. Felix had worked at 1 firm and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 21, 2008 - July 20, 2012

GONOW SECURITIES, INC.

BD
CRD#: 104020
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/14/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/20/2008
General Securities Representative Examination

Current Firm

GS
GONOW SECURITIES, INC.
GONOW SECURITIES, INC. | SCOUT SECURITIES | INDEPENDENT ADVANTAGE FINANCIAL & INSURANCE SERVICES, INC. | IBANC FINANCIAL SERVICES

CRD#: 104020 / SEC#: 802-121582, 8-52483

BD
Cancelled by SEC on 05/01/2013
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Contact information

Main Address
3580 Wilshire Boulevard 17th Floor, Los Angeles, CA 90010
Mailing Address
P. O. Box 931265, Los Angeles, CA 90093
Phone number
(323) 466-6948
Established
Nevada since 07/20/2000
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
TERRA INDUSTRIES, INC.SHAREHOLDER
AJEGBO, FELIX E.DIRECTOR/SECRETARY5126308
WHITENACK, MITCH LEECCO, FINOPS PRINCIPAL4794021

Disclosures

Regulatory Event8
Civil Event1

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
SECERA - Active5/24/2021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GONOW SECURITIES, INC.

CRD#: 104020

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