David R. Burgess
Professional summary
David Richard Burgess, who also goes by David R Burgess, is a registered financial advisor currently at WEALTHFRONT ADVISERS LLC located in Palo Alto, California and WEALTHFRONT BROKERAGE LLC located in Palo Alto, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. David has worked at 6 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Richard Burgess's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2016 - Present
WEALTHFRONT ADVISERS LLC
Office #1: 261 Hamilton Ave., Palo Alto, CA 94301September 16, 2016 - Present
WEALTHFRONT BROKERAGE LLC
Office #1: 261 Hamilton Ave, Palo Alto, CA 94301April 10, 2012 - September 15, 2016
HARRISDIRECT LLC
April 10, 2012 - September 15, 2016
E*TRADE SECURITIES LLC
June 9, 2011 - April 9, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 11, 2011 - April 9, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 10, 2006 - October 23, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
August 2, 2006 - October 23, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
WEALTHFRONT ADVISERS LLC
CRD#: 148456 / SEC#: 801-69766
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2016)
(9/16/2016)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WEALTHFRONT ADVISERS LLC
CRD#: 148456 / SEC#: 801-69766
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 642,888 |
| AUM (Assets Under Management) | $ 42,948,787,664 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 01/11/2024 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTHFRONT ADVISERS LLC
CRD#: 148456Palo Alto, CA 94301TRUST BUT VERIFY
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