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MP

Migual D. Patterson

MERLIN'S PRIEST
ANDERSON, IN 46013
Some features on this profile are disabled
CRD#: 5126220
MP

Professional summary


Migual Damien Patterson, who also goes by Migual Patterson, is a registered financial professional currently at MERLIN'S PRIEST located in Anderson, Indiana.

Migual is registered as a RR (Registered Representative) and started their career in finance in 2007. Migual has worked at 3 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Migual Patterson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Migual Damien Patterson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 27, 2026 - Present

MERLIN'S PRIEST

Office #1: 5411 Dr. Mlk Jr. Blvd, Anderson, IN 46013
BD
CRD#: 334898
ANDERSON, IN
Past

March 18, 2008 - September 8, 2008

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
FISHERS (INDIANAPOLIS), IN
Past

January 8, 2007 - May 25, 2007

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/1/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 2/27/2026
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/20/2025
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MP
MERLIN'S PRIEST
MERLIN'S PRIEST | MERLIN'S PRIEST, LLC

CRD#: 334898 / SEC#: , 8-71331

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
5411 Dr. Mlk Jr. Blvd, Anderson, IN 46013
Mailing Address
725 Forest Dr, Anderson, IN 46011
Phone number
(765) 606-5899
Established
Indiana since 08/29/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
PATTERSON, MIGUAL DAMIENCEO, ELECTED MANAGER AND MEMBER5126220
UPSHAW, JOHN CHRISTOPHERFINANCIAL AND OPERATIONS PRINCIPAL AND CHIEF COMPLIANCE OFFICER5511420

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MERLIN'S PRIEST

CRD#: 334898Anderson, IN 46013

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