Ethan S. Hadley

GPWM ADVISORS LLC

Eagle, ID 83616

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CRD#: 5126112

Professional summary

Ethan Samuel Hadley is a registered financial advisor currently at GPWM ADVISORS LLC located in Eagle, Idaho.

Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Ethan has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) IDAHO NOTARY PUBLIC PROVIDING NOTARY SERVICES SINCE 2006. NON-INVESTMENT RELATED. APPROXIMATELY 1% TIME SPENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan Samuel Hadley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2020 - Present

GPWM ADVISORS LLC

Office #1: 339 W State Street, Suite 203, Eagle, ID 83616

RIA

CRD#: 305630

Eagle, ID

Past

November 8, 2006 - September 11, 2019

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

EAGLE, ID

Past

November 8, 2006 - September 11, 2019

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

EAGLE, ID

Past

June 28, 2006 - November 8, 2006

AFA ADVISOR SERVICES LLC

RIA

CRD#: 129104

CALABASAS, CA

Past

May 16, 2006 - November 8, 2006

AFA FINANCIAL GROUP, LLC

CRD#: 127648

EAGLE, ID

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/13/2020)

IAR

Idaho
(9/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/1/2007

General Securities Principal Examination

Current Firm

GPWM ADVISORS LLC

CRD#: 305630 / SEC#:

California

Registered Investment Advisory firm - (10/13/2020 Approved)

Idaho

Registered Investment Advisory firm - (9/11/2020 Approved)

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Contact information

Main Address

339 W State Street, Suite 203, Eagle, ID 83616

Mailing Address

Phone number

208-938-5557 X 101

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	58
AUM (Assets Under Management)	$ 28,876,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ethan S. Hadley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan Samuel Hadley's CRS (Customer Relationship Summary).

Certified licenses

Experience

GPWM ADVISORS LLC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

AFA ADVISOR SERVICES LLC

AFA FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2006

SIE

Date: 10/1/2018

Series 7

Date: 5/15/2006

Series 24

Date: 6/1/2007

Current Firm

GPWM ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GPWM ADVISORS LLC

TRUST BUT VERIFY

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