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Ethan Samuel Hadley

GPWM ADVISORS
EAGLE, ID
·CRD# 5126112·20 years experience

Professional Summary

Ethan Samuel Hadley is a registered financial advisor currently at GPWM ADVISORS LLC located in Eagle, Idaho. Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Ethan has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

GPWM ADVISORS LLC·CRD# 305630
RIA
339 W State Street, Suite 203, Eagle, ID 83616
September 11, 2020 - Present
INDEPENDENT FINANCIAL GROUP, LLC·CRD# 7717
RIA
Eagle, ID
November 8, 2006 - September 11, 2019
INDEPENDENT FINANCIAL GROUP, LLC·CRD# 7717
BD
Eagle, ID
November 8, 2006 - September 11, 2019
AFA ADVISOR SERVICES LLC·CRD# 129104
RIA
Calabasas, CA
June 28, 2006 - November 8, 2006
AFA FINANCIAL GROUP, LLC·CRD# 127648
BD
Eagle, ID
May 16, 2006 - November 8, 2006

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Current Firm

GA
GPWM ADVISORS LLC

GPWM ADVISORS LLC

CRD#: 305630
California
Registered Investment Advisory firm - California (10/13/2020 Approved)
Idaho
Registered Investment Advisory firm - Idaho (9/11/2020 Approved)

Contact Information

Main Address

339 W State Street, Suite 203, Eagle, ID 83616

Phone Number

208-938-5557 X 101

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

60

AUM (Assets Under Management)

$27,014,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) IDAHO NOTARY PUBLIC PROVIDING NOTARY SERVICES SINCE 2006. NON-INVESTMENT RELATED. APPROXIMATELY 1% TIME SPENT.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(10/13/2020)
IAR
Idaho
(9/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2006About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2007About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ethan Samuel Hadley's CRS (Customer Relationship Summary).

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