DC
Daniel K. Cantor
CK ADVISORS
West Harrison, NY
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CRD#: 5125936
DC
Professional summary
Daniel Kenneth Cantor is a registered financial advisor currently at CK ADVISORS, LLC located in West Harrison, New York.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Daniel has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Kenneth Cantor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2021 - Present
CK ADVISORS, LLC
RIA
CRD#: 140062
West Harrison, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CK ADVISORS, LLC
CK ADVISORS, LLC
CRD#: 140062 / SEC#: 801-107675
RIA
Registered Investment Advisory firm - (4/20/2016 Approved)Illinois
Registered Investment Advisory firm - (4/21/2016 Terminated)New York
Registered Investment Advisory firm - (4/21/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(11/16/2021)
Exams
Current Firm
CA
CK ADVISORS, LLC
CK ADVISORS, LLC
CRD#: 140062 / SEC#: 801-107675
RIA
Registered Investment Advisory firm - (4/20/2016 Approved)Illinois
Registered Investment Advisory firm - (4/21/2016 Terminated)New York
Registered Investment Advisory firm - (4/21/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Rye, NY
Mailing Address
Phone number
(914) 588-8030
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 47 |
| AUM (Assets Under Management) | $ 81,088,777 |
Red Flags
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