BS
Brooke R. Stoddard
GRAYSCALE ADVISORS
New York, NY
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CRD#: 5125873
BS
Professional summary
Brooke Robert Stoddard, who also goes by Brooke R Stoddard, is a registered financial advisor currently at GRAYSCALE ADVISORS located in New York, New York and GRAYSCALE SECURITIES, LLC located in Stamford, Connecticut.
Brooke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Brooke has worked at 5 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brooke R Stoddard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Grayscale Operating, LLC (Parent Company to the Firm and Grayscale Advisors, LLC); Investment Related; Stamford, CT; Began 05/2019; Sales Distribution; VP, Wealth Management Platforms & Due Diligence; 160 Hours/Month. 2. Generation Lyme; non-investment related; New York, NY; Began 09/24/2017; Director, Board Member, Officer, Co-Founder; hours per month with zero hours during securities trading hours. 3. University Press Club; Non-investment Related; Princeton, NJ; Began 09/01/2015; Princeton University Student Club; Board Member; 1 hour per month with zero hour during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Brooke Robert Stoddard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2023 - Present
GRAYSCALE ADVISORS
RIA
CRD#: 314868
New York, NY
Current
August 29, 2024 - Present
GRAYSCALE SECURITIES, LLC
Office #1: 290 Harbor Drive 4th Floor, Stamford, CT 06902BD
CRD#: 305907
Stamford, CT
Past
March 4, 2024 - August 29, 2024
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
Stamford, CT
Past
October 3, 2022 - March 1, 2024
GRAYSCALE SECURITIES, LLC
BD
CRD#: 305907
Stamford, CT
Past
June 17, 2019 - October 3, 2022
GENESIS GLOBAL TRADING, INC
BD
CRD#: 136962
STAMFORD, CT
Past
October 12, 2015 - May 28, 2019
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
February 28, 2007 - July 19, 2012
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GRAYSCALE ADVISORS
GRAYSCALE ADVISORS | GRAYSCALE ADVISORS, LLC
CRD#: 314868 / SEC#: 801-122921
RIA
Registered Investment Advisory firm - (1/3/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/29/2024)
RR
Alaska(8/29/2024)
RR
Arizona(8/29/2024)
RR
Arkansas(8/29/2024)
RR
California(8/29/2024)
RR
Colorado(8/29/2024)
IAR
Connecticut(9/15/2023)
RR
Connecticut(8/29/2024)
RR
Delaware(8/29/2024)
RR
District of Columbia(8/29/2024)
RR
Florida(8/29/2024)
RR
Georgia(8/29/2024)
RR
Hawaii(8/29/2024)
RR
Idaho(8/29/2024)
RR
Illinois(8/29/2024)
RR
Indiana(8/29/2024)
RR
Iowa(8/29/2024)
RR
Kansas(8/29/2024)
RR
Kentucky(8/29/2024)
RR
Louisiana(8/29/2024)
RR
Maine(8/29/2024)
RR
Maryland(8/29/2024)
RR
Massachusetts(8/29/2024)
RR
Michigan(8/29/2024)
RR
Minnesota(8/29/2024)
RR
Mississippi(8/29/2024)
RR
Missouri(8/29/2024)
RR
Montana(8/29/2024)
RR
Nebraska(8/29/2024)
RR
Nevada(8/29/2024)
RR
New Hampshire(8/29/2024)
RR
New Jersey(8/29/2024)
RR
New Mexico(8/29/2024)
RR
New York(8/29/2024)
RR
North Carolina(9/3/2024)
RR
North Dakota(8/29/2024)
RR
Ohio(8/29/2024)
RR
Oklahoma(8/29/2024)
RR
Oregon(8/29/2024)
RR
Pennsylvania(8/29/2024)
RR
Rhode Island(8/29/2024)
RR
South Carolina(8/29/2024)
RR
South Dakota(8/29/2024)
RR
Tennessee(8/29/2024)
RR
Texas(8/29/2024)
RR
Utah(8/29/2024)
RR
Vermont(8/29/2024)
RR
Virginia(8/29/2024)
RR
Washington(8/29/2024)
RR
West Virginia(8/29/2024)
RR
Wisconsin(8/29/2024)
RR
Wyoming(8/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GA
GRAYSCALE ADVISORS
GRAYSCALE ADVISORS | GRAYSCALE ADVISORS, LLC
CRD#: 314868 / SEC#: 801-122921
RIA
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Contact information
Main Address
290 Harbor Drive 4th Floor, Stamford, CT 06902
Mailing Address
Phone number
(212) 668-1427
Established
Firm type
Fiscal year end
# of Employees
117
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 2,301,084 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
