Brooke Robert Stoddard
Professional Summary
Brooke Robert Stoddard, who also goes by Brooke R Stoddard, is a registered financial advisor currently at GRAYSCALE ADVISORS located in New York, New York and GRAYSCALE SECURITIES, LLC located in Stamford, Connecticut. Brooke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Brooke has worked at 5 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 7 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brooke R Stoddard
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Years of Experience
19 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Current Firm
GRAYSCALE ADVISORS | GRAYSCALE ADVISORS, LLC
Contact Information
Main Address
290 Harbor Drive 4th Floor, Stamford, CT 06902Phone Number
(212) 668-1427# of Employees
126SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
8AUM (Assets Under Management)
$60,561,877Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Primary Firm SEC Registration
GRAYSCALE ADVISORS | GRAYSCALE ADVISORS, LLC
State Registrations and Notice Filings
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(9/15/2023)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(9/3/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
(8/29/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Brooke Robert Stoddard's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
