Bradley R. Sims

IMA WEALTH

ATLANTA, GA 30328

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CRD#: 5125825

Professional summary

Bradley Ross Sims, AIF®, who also goes by Ross Sims, is a registered financial advisor currently at IMA WEALTH located in Atlanta, Georgia.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Bradley has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ross Sims

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Ross Sims's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 6, 2024 - Present

IMA WEALTH

Office #1: 6 Concourse Pkwy #2075, Atlanta, GA 30328

RIA

CRD#: 112091

ATLANTA, GA

Past

March 24, 2020 - May 21, 2024

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

March 9, 2020 - May 21, 2024

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

Roswell, GA

Past

October 17, 2017 - February 25, 2020

RETIREMENT FUND MANAGEMENT

RIA

CRD#: 126573

ATLANTA, GA

Past

March 8, 2017 - September 29, 2017

ARKADIOS CAPITAL

CRD#: 282710

Atlanta, GA

Past

November 29, 2012 - September 29, 2017

ACG WEALTH INC.

RIA

CRD#: 150419

ATLANTA, GA

Past

May 30, 2012 - March 9, 2017

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

February 14, 2012 - March 16, 2012

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

ATLANTA, GA

Past

May 9, 2006 - March 16, 2012

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IMA WEALTH

CRD#: 112091 / SEC#: 801-79108, 8-53221

RIA

Registered Investment Advisory firm - SEC (2/5/2014 Approved)

Terminated by SEC on 02/16/2024

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/6/2024)

IAR

Kansas
(6/6/2024)

IAR

Texas
(6/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/28/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/30/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/29/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/8/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

IMA WEALTH

CRD#: 112091 / SEC#: 801-79108, 8-53221

RIA

Registered Investment Advisory firm - SEC (2/5/2014 Approved)

Terminated by SEC on 02/16/2024

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Contact information

Main Address

1705 17th Street Suite 100, Denver, CO 80202

Mailing Address

430 E Douglas Ave Suite 400, Wichita, KS 67202

Phone number

(316) 266-6574

Established

Kansas since 06/23/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IMAAS PART 2A INVESTMENT ADV SERVICES (5/1/2025)

SYNTRINSIC (3/31/2025)

IMAAS PART 2A RETIREMENT PLAN SERVICES (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC.	SHAREHOLDER
DAVIS, PATRICIA LYNN	SVP, CCO, DIRECTOR	5613123
HOLT, RICHARD WILLIAM	PRESIDENT, DIRECTOR, CIO, FINOP	2778485
PAULY, ERIC MICHAEL	GENERAL COUNSEL/SECRETARY	7719772
POOL, SUSAN LOUISE	SENIOR VICE PRESIDENT/DIRECTOR	3178683

Regulatory assets under management

Total Number of Accounts	1,514
AUM (Assets Under Management)	$ 3,158,410,252

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley R. Sims

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Ross Sims's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA INVESTORS SECURITIES, LLC

TRANSAMERICA RETIREMENT ADVISORS, LLC

RETIREMENT FUND MANAGEMENT

ARKADIOS CAPITAL

ACG WEALTH INC.

TRIAD ADVISORS LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

Primary Firm SEC Registration

IMA WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 11/28/2012

Series 63

Date: 6/30/2007

SIE

Date: 9/29/2017

Series 6

Date: 5/8/2006

Current Firm

IMA WEALTH

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

IMA WEALTH

TRUST BUT VERIFY

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