Anthony J. Falco

ALDEN INVESTMENT GROUP

Kennett Square, PA

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CRD#: 5125793

Professional summary

Anthony J. Falco JR, who also goes by Anthony Falco Jr, Anthony Falco, is a registered financial advisor currently at ALDEN INVESTMENT GROUP located in Kennett Square, Pennsylvania and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Anthony has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Falco Jr | Anthony Falco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Life Insurance Sales - 2 Hours Per Month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony J. Falco JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2024 - Present

ALDEN INVESTMENT GROUP

RIA

CRD#: 317077

Kennett Square, PA

Current

March 10, 2021 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 37 West Ave. Ste 301, Wayne, PA 19087

CRD#: 40002

Wayne, PA

Past

November 10, 2020 - April 10, 2024

MPB WEALTH MANAGEMENT, LLC

RIA

CRD#: 308149

HARRISBURG, PA

Past

October 15, 2014 - May 6, 2021

BLUESTONE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 157841

WAYNE, PA

Past

October 15, 2014 - May 6, 2021

MCG SECURITIES LLC

CRD#: 163144

WAYNE, PA

Past

September 30, 2013 - October 16, 2014

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

WEST CHESTER, PA

Past

September 30, 2013 - October 16, 2014

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

WEST CHESTER, PA

Past

November 5, 2009 - October 2, 2013

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

WESTCHESTER, PA

Past

November 2, 2009 - October 2, 2013

FSC SECURITIES CORPORATION

CRD#: 7461

WESTCHESTER, PA

Past

May 31, 2008 - November 2, 2009

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

CONSHOHOCKEN, PA

Past

May 30, 2008 - November 2, 2009

CETERA WEALTH SERVICES, LLC

CRD#: 13572

CONSHOHOCKEN, PA

Past

January 29, 2008 - June 11, 2008

NEW ENGLAND SECURITIES

RIA

CRD#: 615

NEWTOWN SQUARE, PA

Past

May 12, 2006 - June 11, 2008

NEW ENGLAND SECURITIES

CRD#: 615

NEWTOWN SQUARE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(3/10/2021)

Florida
(3/10/2021)

Kentucky
(3/10/2021)

Maine
(3/10/2021)

Mississippi
(3/10/2021)

Missouri
(3/10/2021)

New Jersey
(1/6/2022)

Ohio
(3/23/2021)

Pennsylvania
(5/6/2021)

IAR

Pennsylvania
(5/3/2024)

Virginia
(1/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/22/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/16/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/5/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/11/2006

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

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Contact information

Main Address

37 West Avenue Suite 301, Wayne, PA 19087-3226

Mailing Address

Phone number

(215) 572-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	978
AUM (Assets Under Management)	$ 319,233,679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony J. Falco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony J. Falco JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. ALDEN ASSOCIATES, INC.

MPB WEALTH MANAGEMENT, LLC

BLUESTONE CAPITAL MANAGEMENT, LLC

MCG SECURITIES LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

ALDEN INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 1/22/2008

Series 63

Date: 5/16/2006

SIE

Date: 10/1/2018

Series 7

Date: 4/5/2007

Series 6

Date: 5/11/2006

FINRA

Current Firm

ALDEN INVESTMENT GROUP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEN INVESTMENT GROUP

TRUST BUT VERIFY

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