Michaela Portal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michaela Portal, who also goes by Michaela Martina Portal, Michaela Roman, was a registered financial professional .
Michaela is a previously registered financial professional and started their career in finance in 2006. Michaela had worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2010 - July 2, 2012
CREDIT SUISSE PRIVATE ADVISORS AG
August 3, 2010 - July 2, 2012
CREDIT SUISSE PRIVATE ADVISORS AG
September 24, 2007 - December 19, 2008
MORGAN KEEGAN & COMPANY, LLC
September 20, 2007 - December 19, 2008
MORGAN KEEGAN & COMPANY, LLC
June 22, 2006 - March 16, 2007
MORGAN STANLEY DW INC.
June 5, 2006 - March 16, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CREDIT SUISSE PRIVATE ADVISORS AG
CRD#: 112892 / SEC#: 801-60767, 8-53440
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDIT SUISSE AG | 100% OWNER | |
| BENDER, STEVEN CHRISTOPHER | FINANCIAL & OPERATIONS PRINCIPAL | 2650187 |
| GROB, ERWIN NMN | DIRECTOR | 5658742 |
| ISARIN, RICHARD NMN | CEO | 4412459 |
| KAUFMANN, IVO NMN | CHIEF INVESTMENT OFFICER | 4412460 |
| LUEOEND, FELIX THOMAS | CORPORATE SECRETARY | 5767915 |
| OSBORN, LESLIE J. | CHIEF COMPLIANCE OFFICER | 4580474 |
| SKOGLUND, PETER OTTO | DIRECTOR | 425909 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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