John Guglieri
Professional summary
John Guglieri, who also goes by John P Guglieri, is a registered financial professional currently at BTG PACTUAL US CAPITAL, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2006. John has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Guglieri's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2025 - Present
BTG PACTUAL US CAPITAL, LLC
Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022-6831February 22, 2024 - July 11, 2025
BANCTRUST SECURITIES USA
January 26, 2021 - July 13, 2023
BNP PARIBAS SECURITIES CORP.
June 12, 2017 - January 25, 2021
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
July 5, 2012 - June 6, 2017
RBC CAPITAL MARKETS, LLC
April 3, 2012 - June 6, 2017
RBC CAPITAL MARKETS, LLC
October 1, 2008 - April 13, 2012
J.P. MORGAN SECURITIES LLC
October 1, 2008 - April 13, 2012
J.P. MORGAN SECURITIES LLC
June 16, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
March 18, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
May 16, 2006 - February 26, 2008
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/16/2025)
Exams
FINRA
Current Firm
BTG PACTUAL US CAPITAL, LLC
CRD#: 149486 / SEC#: , 8-68148
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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