Craig Colvett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Colvett, who also goes by Crag Colvett, Craig Michael Colvett, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 2006. Craig had worked at 10 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2021 - December 3, 2021
TRANSAMERICA RETIREMENT ADVISORS, LLC
September 23, 2021 - December 3, 2021
TRANSAMERICA INVESTORS SECURITIES, LLC
July 29, 2020 - September 14, 2021
EMPOWER ADVISORY GROUP, LLC
July 29, 2020 - September 14, 2021
EMPOWER FINANCIAL SERVICES, INC.
February 15, 2011 - November 6, 2019
NATIXIS ADVISORS, LLC
February 10, 2011 - November 6, 2019
NATIXIS DISTRIBUTION, LLC
February 28, 2008 - January 24, 2011
CLEARBRIDGE INVESTMENTS, LLC
February 28, 2008 - January 24, 2011
FRANKLIN DISTRIBUTORS, LLC
August 24, 2007 - February 25, 2008
CHASE INVESTMENT SERVICES CORP.
August 23, 2007 - February 25, 2008
CHASE INVESTMENT SERVICES CORP.
May 8, 2007 - May 17, 2007
EQUITABLE ADVISORS, LLC
May 15, 2006 - May 17, 2007
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/14/2022
General Securities Representative ExaminationCurrent Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
