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Robin Ricketts Cissel

CRD# 5125195·Registered 2006 - 2012
Previously Registered: Being a previously registered professional could mean that Robin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robin Ricketts Cissel, who also goes by Robin Ricketts Moffett, Robin Leslie Ricketts, was a registered financial advisor. Robin was a previously registered financial professional and started their career in finance 2006 - 2012. Robin had worked at 1 firm and has passed the Series 11 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robin Ricketts Moffett, Robin Leslie Ricketts

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

FRS SECURITIES, LLC·CRD# 134350
BD
Silver Spring, MD
October 11, 2006 - May 1, 2012

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Current Firm

FS
FRS SECURITIES, LLC

FRS SECURITIES, LLC

CRD#: 134350 / SEC#: 8-66834
BD
Terminated by SEC on 07/02/2012

Contact Information

Established

Maryland since 11/20/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GREGORY, CLAUDE ANDREPRESIDENT, CCO, PRINCIPAL, OWNER, EXECUTIVE REP1400747
FINANCIAL & REALTY SERVICES, LLCOWNER118577
KINZER, CAROL ANNCFO AND FINOP4519471

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 11 — Assistant Representative-Order Processing Qualification Exam

Passed Oct 2006

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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