Michael J. Cannivet

SILVERLIGHT ASSET MANAGEMENT

NEWPORT BEACH, CA 92660

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CRD#: 5125159

Professional summary

Michael John Cannivet, CFA is a registered financial advisor currently at SILVERLIGHT ASSET MANAGEMENT, LLC located in Newport Beach, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Michael has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Cannivet's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

November 21, 2019 - Present

SILVERLIGHT ASSET MANAGEMENT, LLC

Office #1: 23 Corporate Plaza Drive Suite 150, Newport Beach, CA 92660

RIA

CRD#: 306251

NEWPORT BEACH, CA

Past

December 8, 2016 - March 30, 2020

CS PLANNING CORP

RIA

CRD#: 149937

Newport Beach, CA

Past

April 3, 2012 - December 9, 2016

PALO CAPITAL, INC.

RIA

CRD#: 136478

NEWPORT BEACH, CA

Past

April 4, 2006 - September 30, 2009

FISHER INVESTMENTS

RIA

CRD#: 107342

PLANO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/21/2019)

IAR

Texas
(4/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/10/2006

Uniform Investment Adviser Law Examination

Current Firm

SILVERLIGHT ASSET MANAGEMENT, LLC

CRD#: 306251 / SEC#:

California

Registered Investment Advisory firm - (11/21/2019 Approved)

Texas

Registered Investment Advisory firm - (4/6/2022 Conditional Restricted)

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Contact information

Main Address

23 Corporate Plaza Drive Suite 150, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 629-2496

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	106
AUM (Assets Under Management)	$ 45,138,589

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Cannivet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Cannivet's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVERLIGHT ASSET MANAGEMENT, LLC

CS PLANNING CORP

PALO CAPITAL, INC.

FISHER INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/10/2006

Current Firm

SILVERLIGHT ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SILVERLIGHT ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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