Brian M. Roscoe
Professional summary
Brian Michael Roscoe, who also goes by Brian M Roscoe, is a registered financial professional currently at FIRST BANKERS' BANC SECURITIES, INC located in St. Louis, Missouri.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2007. Brian has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Michael Roscoe's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2016 - Present
FIRST BANKERS' BANC SECURITIES, INC
Office #1: 1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131April 27, 2009 - April 1, 2016
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - April 1, 2016
WELLS FARGO CLEARING SERVICES, LLC
April 11, 2007 - January 3, 2008
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2016)
Exams
FINRA
Current Firm
FIRST BANKERS' BANC SECURITIES, INC
CRD#: 15041 / SEC#: , 8-31584
Contact information
FINRA licenses (45 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
FIRST BANKERS' BANC SECURITIES, INC
CRD#: 15041St. Louis, MO 63131TRUST BUT VERIFY
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