Matthew M. Ferrin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Mark Ferrin, who also goes by Matt Mark Ferrin, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2006. Matthew had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2010 - December 31, 2014
FERRIN INVESTMENTS, L.L.C.
August 7, 2006 - June 7, 2011
ADVOCATE WEALTH MANAGEMENT, LLC
May 15, 2006 - July 26, 2006
ZIONS DIRECT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FERRIN INVESTMENTS, L.L.C.
CRD#: 154123 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
