Trevor A. Rochat

BLAYLOCK VAN

New York, NY 10022

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CRD#: 5124435

Professional summary

Trevor Alexandre Rochat, who also goes by Trevor Alexandre Rochat, is a registered financial professional currently at BLAYLOCK VAN, LLC located in New York, New York.

Trevor is registered as a RR (Registered Representative) and started their career in finance in 2009. Trevor has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Trevor Alexandre Rochat

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Trevor Alexandre Rochat's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2025 - Present

BLAYLOCK VAN, LLC

Office #1: 600 Lexington Avenue 3rd Floor, New York, NY 10022

CRD#: 145317

New York, NY

Past

January 20, 2022 - October 12, 2023

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

October 6, 2021 - January 4, 2022

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

September 24, 2018 - October 15, 2019

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270

NEW YORK, NY

Past

June 9, 2016 - April 27, 2018

MUFG SECURITIES AMERICAS INC.

CRD#: 19685

NEW YORK, NY

Past

September 25, 2012 - June 10, 2016

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

NEW YORK, NY

Past

February 21, 2012 - May 7, 2012

MUFG SECURITIES AMERICAS INC.

CRD#: 19685

NEW YORK, NY

Past

March 16, 2011 - September 22, 2011

CITADEL SECURITIES LLC

CRD#: 116797

NEW YORK, NY

Past

July 22, 2009 - February 16, 2011

CHAPDELAINE TULLETT PREBON, LLC

CRD#: 7017

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/5/2025)

Colorado
(9/9/2025)

Illinois
(9/9/2025)

New Jersey
(9/5/2025)

New York
(9/2/2025)

Ohio
(9/11/2025)

Texas
(9/9/2025)

Virginia
(9/5/2025)

Exams

State Security Law Exam

Series 63

Date: 9/30/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BLAYLOCK VAN, LLC

BLAYLOCK BEAL VAN, LLC | BLAYLOCK VAN, LLC | BLAYLOCK ROBERT VAN, LLC

CRD#: 145317 / SEC#: 801-69136, 8-67721

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

600 Lexington Avenue 10th Floor, Oakland, CA 94612

Mailing Address

600 Lexington Avenue 3rd Floor, New York, NY 10022

Phone number

(212) 715-6600

Established

California since 03/26/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (36 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ROBERT VAN SECURITIES, INC	SOLE VOTING MEMBER
BLAYLOCK & COMPANY, INC	NON-VOTING MEMBER
CIULLA, ALEXANDER JOHN	FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	2635660
HOUGH, JERVIS BENNETT	BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER	4291302
KALISPEL TRIBAL ECONOMIC AUTHORITY	NON-VOTING MEMBER
SEAPORT GLOBAL SECURITIES LLC	SHAREHOLDER	116270
STANDIFER, ERIC VAN	MANAGER; CEO; GSP; MSP	1025776

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Trevor A. Rochat

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Trevor Alexandre Rochat's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

NYLIFE SECURITIES LLC

SEAPORT GLOBAL SECURITIES LLC

MUFG SECURITIES AMERICAS INC.

JANNEY MONTGOMERY SCOTT LLC

MUFG SECURITIES AMERICAS INC.

CITADEL SECURITIES LLC

CHAPDELAINE TULLETT PREBON, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/30/2009

SIE

Date: 10/1/2018

Series 7

Date: 7/21/2009

FINRA

Current Firm

BLAYLOCK VAN, LLC

Contact information

FINRA licenses (36 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BLAYLOCK VAN, LLC

TRUST BUT VERIFY

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