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ST

Sean J. Thomasson

ARCHIPELAGO SECURITIES L.L.C.
Atlanta, GA 30328
Some features on this profile are disabled
CRD#: 5124423
ST

Professional summary

Sean Joseph Thomasson, who also goes by Sean Thomasson, is a registered financial professional currently at ARCHIPELAGO SECURITIES L.L.C. located in Atlanta, Georgia and ARCHIPELAGO TRADING SERVICES, INC. located in Atlanta, Georgia.

Sean is registered as a RR (Registered Representative) and started their career in finance in 2020. Sean has worked at 5 firms and has passed the SIE, Series 99TO and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sean Thomasson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Joseph Thomasson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 1, 2015 - Present

ARCHIPELAGO SECURITIES L.L.C.

Office #1: 5680 New Northside Drive Nw 1st Floor, Atlanta, GA 30328
BD
CRD#: 102500
Atlanta, GA
Current

January 1, 2015 - Present

ARCHIPELAGO TRADING SERVICES, INC.

Office #1: 5680 New Northside Drive Nw. 1st Floor, Atlanta, GA 30328
BD
CRD#: 15853
Atlanta, GA
Current

January 5, 2015 - Present

ICE BONDS SECURITIES CORPORATION

Office #1: 5680 New Northside Drive, Atlanta, GA 30328
BD
CRD#: 123635
Atlanta, GA
Current

June 17, 2019 - Present

ICE SECURITIES EXECUTION & CLEARING, LLC

Office #1: 5680 New Northside Drive 1st Floor, Atlanta, GA 30328
BD
CRD#: 299634
Atlanta, GA
Past

February 25, 2020 - August 11, 2020

TMC BONDS L.L.C.

BD
CRD#: 104507
Atlanta, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/30/2014
Financial and Operations Principal Examination
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

IS
ICE SECURITIES EXECUTION & CLEARING, LLC
ICE SECURITIES EXECUTION & CLEARING, LLC | ICE SECURITIES EXECUTION AND CLEARING, LLC

CRD#: 299634 / SEC#: , 8-70258

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1345 6th Avenue 8th Floor, New York, NY 10105
Mailing Address
1345 6th Avenue 6th Floor, New York, NY 10105
Phone number
(914) 313-4250
Established
Delaware since 10/04/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ICE ETF HUB, LLCSHAREHOLDER
MCKISSICK, JOHN JOSEPHPRESIDENT AND PRINCIPAL OPERATIONS OFFICER4939416
MESSINA, MATTHEW ANTHONYCHIEF COMPLIANCE OFFICER6082432
THOMASSON, SEAN JOSEPHPRINCIPAL FINANCIAL OFFICER/FINOP5124423

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICE SECURITIES EXECUTION & CLEARING, LLC

CRD#: 299634Atlanta, GA 30328

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