Russell R. Morrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Robert Morrison MR., who also goes by Russell Robert Morrison, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 2006. Russell had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 38 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2022 - March 21, 2025
IA SECURITIES (USA) INC.
May 9, 2006 - October 15, 2020
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 38
Date: 5/6/2006
Canada Module of the General Securities Registered Representative (Without Options Questions)Current Firm
IA SECURITIES (USA) INC.
CRD#: 135721 / SEC#: , 8-66944
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDUSTRIAL ALLIANCE INSURANCE AND FINANCIAL SERVICES INC | OWNER | |
| SMITH, MICHAEL ROTHWELL | CEO, DIRECTOR & CHIEF COMPLIANCE OFFICER | 5417569 |
Red Flags
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