Heather L. Mosher

WEST MICHIGAN ADVISORS

Holland, MI 49423

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CRD#: 5124024

Professional summary

Heather Lynnelle Mosher, who also goes by Heather Lynnelle Passmore, is a registered financial advisor currently at WEST MICHIGAN ADVISORS located in Holland, Michigan.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Heather has worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heather Lynnelle Passmore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Farm Land; Non-Investment Related; Holland, MI; Agriculture/Farming; Proprietor/Owner; Start Date: 3/1/2019; 0 hours devoted monthly; 0 hours devoted during trading hours; We own 80 acres of farm land and lease it to a local farmer 2.) YouTube Channel; Non-Investment Related; 4890 140th Avenue, Holland, MI 49423; Channel Creator and Video Editor; Start Date: 11/2024; 8 hours devoted monthly; 0 hours devoted monthly during trading hours; Video creation and editing

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Lynnelle Mosher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2022 - Present

WEST MICHIGAN ADVISORS

Office #1: 301 Hoover Blvd. Suite 300, Holland, MI 49423

RIA

CRD#: 312073

Holland, MI

Past

February 1, 2010 - January 29, 2022

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

HOLLAND, MI

Past

February 1, 2010 - January 29, 2022

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

HOLLAND, MI

Past

November 9, 2009 - January 26, 2010

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

HOLLAND, MI

Past

February 11, 2009 - January 26, 2010

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

HOLLAND, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEST MICHIGAN ADVISORS

CRD#: 312073 / SEC#: 801-120208

RIA

Registered Investment Advisory firm - (1/21/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(1/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/19/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/10/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/19/2024

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/19/2024

General Securities Sales Supervisor - Options Module Examination

Current Firm

WEST MICHIGAN ADVISORS

CRD#: 312073 / SEC#: 801-120208

RIA

Registered Investment Advisory firm - (1/21/2021 Approved)

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Contact information

Main Address

301 Hoover Blvd. Suite 300, Holland, MI 49423

Mailing Address

Phone number

(616) 820-1040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAMARISK FINANCIAL 2A BROCHURE (5/19/2025)

Regulatory assets under management

Total Number of Accounts	2,993
AUM (Assets Under Management)	$ 614,378,710

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Heather L. Mosher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Lynnelle Mosher's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

Primary Firm SEC Registration

WEST MICHIGAN ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2009

Series 7TO

Date: 1/19/2024

SIE

Date: 10/1/2018

Series 7

Date: 2/10/2009

Series 10

Date: 1/19/2024

Series 9

Date: 1/19/2024

Current Firm

WEST MICHIGAN ADVISORS

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEST MICHIGAN ADVISORS

TRUST BUT VERIFY

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