Harold H Philipsen
CFP®, ChFC®, CLU®Professional Summary
Harold H Philipsen, CFP®, ChFC®, CLU® is a registered financial advisor currently at TENZING FINANCIAL LLC located in Williamsburg, Virginia. Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Harold has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Employee and Employer Plan Benefits
- Comprehensive Financial Planning
- Investment Planning
- Estate Planning
- Retirement Planning
- Insurance Planning
- Tax Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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COLONIAL RIVER WEALTH MANAGEMENT LLC
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Disclosures on record.
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Credentials
Years of Experience
20 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
TENZING FINANCIAL LLC
Contact Information
Main Address
1215 Mt Vernon Ave Suite C, Williamsburg, VA 23185Phone Number
(757) 703-0030# of Employees
5SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
752AUM (Assets Under Management)
$231,100,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
TENZING FINANCIAL LLC
State Registrations and Notice Filings
(7/1/2025)
(7/1/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 2006About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Harold H Philipsen's CRS (Customer Relationship Summary).
Services Offered by Harold
- Employee and Employer Plan Benefits
- Comprehensive Financial Planning
- Investment Planning
- Estate Planning
- Retirement Planning
- Insurance Planning
- Tax Planning
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COLONIAL RIVER WEALTH MANAGEMENT LLC