ES
Erik C. Sorenson
GPS WEALTH STRATEGIES GROUP
Pueblo, CO 81008
Some features on this profile are disabled
CRD#: 5123196
ES
Professional summary
Erik Curtis Sorenson, CFP®, ChFC® is a registered financial advisor currently at GPS WEALTH STRATEGIES GROUP, LLC located in Pueblo, Colorado and LPL FINANCIAL LLC located in Centennial, Colorado.
Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Erik has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 04/29/2009: ASPEN WEALTH MANAGEMENT, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. (2) 04/19/2011: S & P Holdings, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - 3% Time Spent - Myself and Jeff Payne (REP E5AC) are wanting to purchase and rent out some very small (1 Bed) Condo's. We will not involve any clients as either partners or renters. (3) 03/01/2016: LTCI Partners - Non-Variable Insurance - Investment Related - 8301 E. Prentice Ave, Suite 403, Greenwood Village, CO 80111 - START 02/26/2016 - 1 HOUR PER MONTH DURING TRADING - Using an agency to place a long term care policy now that LPL does not offer this. (4) 1/4/2017: GPS Wealth Strategies Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 12/20/17 - 100 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through GPS Wealth Strategies Group, an independent investment advisor firm. I started this business activity in 1/2017 . I expect to spend approximately 100 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 7/27/2017: CSP Strawberry Holdings, LLC - Investment Related - 3939 E. Arapahoe Rd, STE 100, Centennial CO 80122 - Real Estate Rental - Started 05/01/2016 - 1 Hour Per Month/0 Hours During Securities Trading. (6) 11/22/2024 - Junior's Old School Barber Shop - Investment Related - 8000 E. Quincy Ave, #550, Centennial, CO - Other-Barber Shop - Co-Owner - Started 10/01/14 - 3 Hours Per Month/0 Hours During Securities Trading - Will hire a General Manager to run all operations. 7) 07/02/2025 - 1073 West Geddes Ave, LLC - Investment Related - Real Estate Rental - At Reported Business Location(s) - Start Date:06/11/2025 - 0 Hrs/Mth - 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Erik Curtis Sorenson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
January 3, 2017 - Present
GPS WEALTH STRATEGIES GROUP, LLC
Office #1: 1401 Fortino Blvd. Suite C, Pueblo, CO 81008Office #2: 3939 E. Araphoe Rd Suite 100, Centennial, CO 80122Office #3: 49 N 500 E, Price, UT 84501-2655RIA
CRD#: 285507
Pueblo, CO
Current
May 22, 2009 - Present
LPL FINANCIAL LLC
Office #1: 3939 E Arapahoe Rd Ste 100, Centennial, CO 80122-2075Office #2: 1401 Fortino Blvd., Suite C, Pueblo, CO 81008RIA
BD
CRD#: 6413
Centennial, CO
Past
May 22, 2009 - December 22, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
Boulder, CO
Past
June 5, 2006 - May 29, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
DENVER, CO
Past
May 24, 2006 - May 29, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GPS WEALTH STRATEGIES GROUP, LLC
ARROW WEALTH MANAGEMENT | WILL SAVAGE WEALTH MANAGEMENT | TRUE WEALTH ADVISORS, INC. | MOUNTAIN HIGH WEALTH MANAGEMENT | MONEY & MINDFULNESS | MIKEE OH, YOUR KEY TO RETIREMENT | JOEL D. ANDREWS, LLC. | GPS WEALTH STRATEGIES GROUP, LLC | GORE FINANCIAL MANAGEMENT, INC. | COLUMBINE WEALTH ADVISORS LLC | ASPEN WEALTH MANAGEMENT, INC.
CRD#: 285507 / SEC#: 801-108848
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/15/2018)
RR
Alaska(1/10/2012)
RR
Arizona(9/21/2011)
RR
California(1/7/2010)
RR
Colorado(5/22/2009)
IAR
Colorado(1/3/2017)
RR
District of Columbia(2/15/2018)
RR
Florida(1/3/2011)
IAR
Florida(5/24/2023)
RR
Georgia(2/19/2014)
RR
Idaho(5/17/2016)
RR
Indiana(2/1/2016)
RR
Kansas(1/12/2015)
RR
Maine(8/11/2015)
RR
Maryland(11/22/2013)
RR
Massachusetts(4/28/2010)
RR
Michigan(2/29/2012)
RR
Minnesota(1/26/2011)
RR
Missouri(8/6/2010)
RR
Montana(7/10/2013)
RR
Nebraska(1/7/2010)
RR
Nevada(12/19/2014)
RR
New Hampshire(4/30/2021)
RR
New Mexico(4/2/2012)
RR
New York(10/8/2018)
RR
North Carolina(4/27/2010)
RR
Ohio(3/8/2010)
RR
Oklahoma(8/8/2016)
RR
Oregon(2/15/2018)
RR
Pennsylvania(2/15/2018)
RR
South Carolina(4/23/2015)
RR
South Dakota(1/11/2025)
RR
Texas(1/7/2010)
IAR
Texas(1/3/2017)
RR
Utah(10/9/2014)
IAR
Utah(10/2/2023)
RR
Virginia(2/4/2011)
RR
Washington(8/6/2010)
RR
Wisconsin(5/22/2009)
RR
Wyoming(5/28/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GPS WEALTH STRATEGIES GROUP, LLC
ARROW WEALTH MANAGEMENT | WILL SAVAGE WEALTH MANAGEMENT | TRUE WEALTH ADVISORS, INC. | MOUNTAIN HIGH WEALTH MANAGEMENT | MONEY & MINDFULNESS | MIKEE OH, YOUR KEY TO RETIREMENT | JOEL D. ANDREWS, LLC. | GPS WEALTH STRATEGIES GROUP, LLC | GORE FINANCIAL MANAGEMENT, INC. | COLUMBINE WEALTH ADVISORS LLC | ASPEN WEALTH MANAGEMENT, INC.
CRD#: 285507 / SEC#: 801-108848
RIA
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Contact information
Main Address
6484 South Quebec Street, Centennial, CO 80111
Mailing Address
Phone number
(720) 414-5412
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,385 |
| AUM (Assets Under Management) | $ 1,415,526,316 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
