AO
Andrew J. O'neill
GRADIENT SECURITIES
South Bend, IN 46635
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CRD#: 5123185
AO
Professional summary
Andrew John O'neill is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in South Bend, Indiana.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Andrew has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)O'NEILL ASSET MANAGEMENT, LLC.; INVT REL; 346 WEALTHY ST SE, GRAND RAPIDS MI 49503; 251 N ROSE STREET, SUITE 200, KALAMAZOO, MI 49007; 15485 OLD US HIGHWAY 27, LANSING, MI 48906; DBA FOR INSURANCE AND INVESTMENT BUSINESS; OWNER; START 12/01/2008; 160 HRS/MO; 160 HRS/MO DURING TRADING; SALES AND SERVICE OF FIXED INSURANCE PRODUCTS, SECURITIES, AND ADVISORY BUSINESS. 2) GRAND RAPIDS RENTALS, LLC; INVT REL; 346 WEALTHY ST SE, GRAND RAPIDS MI 49503; RENTAL PROPERTY; OWNER; TENANT RELATIONS AND PROPERTY OVERVIEW; START 11/2012; 4 HRS/MO; 4 HRS/MO DURING TRADING. 3) O'NEILL HOLDINGS, LLC, INVT REL; 346 WEALTHY ST SE, GRAND RAPIDS MI 49503; RENTAL PROPERTY; OWNER; START 12/2014; 8 HRS/MO DURING TRADING. 4) ASHTON KING INSURANCE AGENCY, LLC; INV RELATED; 346 WEALTHY ST SE, GRAND RAPIDS, MI 49503; 251 N. ROSE STREET, SUITE 200, KALAMAZOO, MI 49007; INSURANCE REFERRALS; INSURANCE AGENT; START 12/2019; 2 HOURS PER MONTH; 2 HOURS DURING SECURITIES TRADING HOURS; REFERRAL OF CLIENTS TO OWNER OF ASHTON KING INSURANCE AGENCY, LLC. 5) BETTER TAX SERVICES; NOT INVT REL; 346 WEALTHY ST SE, GRAND RAPIDS MI 49503; 251 N ROSE STREET, SUITE 200, KALAMAZOO, MI 49007; 325 S CLINTON ST, GRAND LEDGE, MI 48837; TAX PREPARATION; REFERRALS; START 01/2021; 1 HR/MO; 1/2 HR/MO DURING TRADING; REFER CLIENTS TAX PREPARATION. 6) COMMUNITY KIDS; NOT INV RELATED; 346 WEALTHY ST SE, GRAND RAPIDS MI 49503; 251 N ROSE STREET, SUITE 200, KALAMAZOO, MI 49007; 325 S CLINTON ST, GRAND LEDGE, MI 48837; INNER CITY MINISTRY; BOARD MEMBER; START 01/2023; 4 HOURS PER MONTH; 4 HOURS DURING TRADING HOURS; BOARD MEMBER.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew John O'neill's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrew John O'neill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2015 - Present
GRADIENT SECURITIES, LLC
Office #1: 53790 Generations Dr, South Bend, IN 46635Office #2: 15485 Old Us Highway 27, Lansing, MI 48906Office #3: 346 Wealthy St Se, Grand Rapids, MI 49503Office #4: 251 N. Rose Street Suite 200, Kalamazoo, MI 49007RIA
BD
CRD#: 127701
South Bend, IN
Current
June 24, 2011 - Present
GRADIENT SECURITIES, LLC
Office #1: 53790 Generations Dr, South Bend, IN 46635Office #2: 15485 Old Us Highway 27, Lansing, MI 48906Office #3: 346 Wealthy St Se, Grand Rapids, MI 49503Office #4: 251 N. Rose Street Suite 200, Kalamazoo, MI 49007RIA
BD
CRD#: 127701
South Bend, IN
Past
July 1, 2011 - March 3, 2015
GRADIENT ADVISORS, LLC
RIA
CRD#: 152665
GRAND RAPIDS, MI
Past
September 30, 2010 - June 10, 2011
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
ROCKFORD, MI
Past
December 5, 2008 - June 10, 2011
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ROCKFORD, MI
Past
January 31, 2007 - November 26, 2008
GLP INVESTMENT SERVICES, LLC
BD
CRD#: 25450
LAKE ODESSA, MI
Past
June 2, 2006 - February 5, 2007
WADDELL & REED
BD
CRD#: 866
GRAND RAPIDS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/16/2018)
IAR
Alaska(2/20/2018)
RR
Arizona(1/6/2015)
IAR
Arizona(3/27/2015)
IAR
Colorado(9/5/2023)
RR
Florida(10/26/2015)
IAR
Florida(10/13/2017)
RR
Georgia(11/4/2025)
IAR
Illinois(9/6/2024)
RR
Indiana(2/26/2016)
IAR
Indiana(3/27/2017)
RR
Iowa(3/31/2014)
IAR
Iowa(4/8/2022)
RR
Maryland(12/9/2022)
RR
Michigan(6/24/2011)
IAR
Michigan(3/13/2015)
IAR
Minnesota(7/19/2022)
IAR
Mississippi(6/25/2015)
IAR
Montana(4/28/2025)
RR
North Carolina(6/24/2011)
IAR
North Carolina(3/11/2015)
RR
Ohio(10/3/2022)
IAR
Ohio(9/20/2024)
IAR
Oregon(7/15/2015)
RR
Oregon(6/22/2016)
IAR
Pennsylvania(12/7/2023)
IAR
South Carolina(3/17/2015)
RR
South Carolina(2/22/2018)
IAR
Texas(6/17/2020)
RR
Texas(7/26/2021)
RR
Virginia(6/24/2011)
RR
Washington(3/31/2022)
IAR
Washington(7/8/2025)
IAR
West Virginia(3/19/2015)
RR
Wisconsin(1/6/2015)
IAR
Wisconsin(3/11/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Phone number
(866) 991-1539
Established
Delaware since 04/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
62
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GRADIENT SECURITIES, LLC
CRD#: 127701South Bend, IN 46635TRUST BUT VERIFY
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