Mark A. Stevens

VESTERA WEALTH LLC

PEOSTA, IA

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CRD#: 5123164

Professional summary

Mark Alan Stevens, CFP®, who also goes by Mark A Stevens, is a registered financial advisor currently at VESTERA WEALTH LLC located in Peosta, Iowa.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Mark has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark A Stevens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Alan Stevens's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 18, 2025 - Present

VESTERA WEALTH LLC

RIA

CRD#: 338108

PEOSTA, IA

Past

January 17, 2019 - April 26, 2019

ATCAPITAL MANAGEMENT

RIA

CRD#: 140215

DUBUQUE, IA

Past

May 16, 2006 - December 31, 2018

ATCAPITAL MANAGEMENT

RIA

CRD#: 140215

DUBUQUE, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(9/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

VESTERA WEALTH LLC

CRD#: 338108 / SEC#:

Iowa

Registered Investment Advisory firm - (9/18/2025 Approved)

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Contact information

Main Address

Peosta, IA

Mailing Address

Phone number

(563) 581-0604

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark A. Stevens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Alan Stevens's CRS (Customer Relationship Summary).

Certified licenses

Experience

VESTERA WEALTH LLC

ATCAPITAL MANAGEMENT

ATCAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Current Firm

VESTERA WEALTH LLC

Contact information

Documents

Red Flags

Company Information

VESTERA WEALTH LLC

TRUST BUT VERIFY

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