Emeric R. Twomey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emeric R Twomey, who also goes by Emeric Robert Twomey, Ric Twomey, was a registered financial professional .
Emeric is a previously registered financial professional and started their career in finance in 2006. Emeric had worked at 10 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2018 - March 29, 2019
ELEVATION, LLC
June 5, 2017 - March 8, 2018
MKM PARTNERS LLC
March 14, 2016 - May 1, 2017
TELSEY ADVISORY GROUP LLC
December 18, 2014 - March 17, 2015
TULLETT PREBON FINANCIAL SERVICES LLC
June 2, 2014 - December 15, 2014
B. RILEY & CO., LLC
January 6, 2014 - May 6, 2014
BRAVER STERN SECURITIES LLC
May 30, 2013 - November 1, 2013
VIRTU ITG LLC
March 19, 2012 - May 29, 2013
PIPER SANDLER & CO.
April 16, 2009 - March 7, 2012
SCOTIA CAPITAL (USA) INC.
April 3, 2006 - May 10, 2006
BEAR WAGNER SPECIALISTS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/15/2013
Limited Representative-Equity Trader ExamCurrent Firm
ELEVATION, LLC
CRD#: 140341 / SEC#: , 8-67306
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHEEHAN, PATRICK JAMES | MANAGING MEMBER | 2053134 |
| SARAH TRENT HARRIS IRREVOCABLE FAMILY TRUST | PASSIVE INVESTOR | |
| BARTON ASSET MANAGEMENT, LLC | PASSIVE INVESTOR | |
| CARTER III, WARREN SMOOT | PARTNER | 6751824 |
| HARRIS, MATTHEW CARTER | TRUSTEE | 6178227 |
| LUCAS, CLAIRE TOURNE | PASSIVE INVESTOR | |
| LUCAS, HAINES DEMAREST | PASSIVE INVESTOR | |
| LUCAS, JOSIAH CHARLES TRENT | TRUSTEE | 6178218 |
| PEAK6 INVESTMENTS, L.P. | PASSIVE INVESTOR | |
| PETERSON, KELSEY CARL III | REGISTERED OPTIONS PRINCIPAL | 6684459 |
| SHEEHAN, JOHN MICHAEL BYRNE | PARTNER, CEO | 2272269 |
| SILVER, SCOTT MICHAEL | CHIEF COMPLIANCE OFFICER - CCO | 2290261 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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