Michael G. Sapounas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael George Sapounas, who also goes by Michael Sapounas, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2006. Michael had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2017 - July 26, 2017
GRANITE FINANCIAL PARTNERS
October 8, 2008 - November 8, 2010
KESTRA INVESTMENT SERVICES, LLC
June 21, 2007 - August 28, 2008
FIDELITY BROKERAGE SERVICES LLC
May 5, 2006 - March 13, 2007
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GRANITE FINANCIAL PARTNERS
CRD#: 172241 / SEC#: 801-113236
Contact information
Regulatory assets under management
| Total Number of Accounts | 540 |
| AUM (Assets Under Management) | $ 250,118,542 |
Red Flags
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