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TD

Thomas L. Deppe

COAST ADVISORY LLC
EAST TROY, WI 53120
Some features on this profile are disabled
CRD#: 5121635
TD

Professional summary

Thomas Leroy Deppe JR, who also goes by Thomas Leroy Deppe, is a registered financial advisor currently at COAST ADVISORY LLC located in East Troy, Wisconsin.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Thomas has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Thomas Leroy Deppe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Leroy Deppe JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2026 - Present

COAST ADVISORY LLC

Office #1: 2100 Church St., Suite 200, East Troy, WI 53120
RIA
CRD#: 340229
EAST TROY, WI
Past

August 8, 2024 - March 6, 2026

BREAKTHRU ADVISORY SERVICES, LLC

RIA
CRD#: 332173
MUSKEGO, WI
Past

January 19, 2024 - September 11, 2024

OSAIC WEALTH, INC.

RIA
CRD#: 23131
Muskego, WI
Past

January 19, 2024 - September 11, 2024

OSAIC WEALTH, INC.

BD
CRD#: 23131
Muskego, WI
Past

January 25, 2011 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
MUKWONAGO, WI
Past

July 2, 2010 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
MUKWONAGO, WI
Past

May 8, 2006 - August 20, 2010

FREEDOM INVESTORS CORP.

BD
CRD#: 23714
NEW BERLIN, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(3/3/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/24/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/16/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/18/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/6/2006
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CA
COAST ADVISORY LLC
COAST ADVISORY LLC

CRD#: 340229 / SEC#: 801-135293

RIA
Registered Investment Advisory firm - (2/27/2026 120-Day Approval)
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Contact information

Main Address
2100 Church St., Suite 200, East Troy, WI 53120
Mailing Address
2100 Church St Po Box 182, East Troy, WI 53120
Phone number
(262) 977-9907
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COAST ADVISORY LLC BROCHURE (3/6/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COAST ADVISORY LLC

CRD#: 340229East Troy, WI 53120

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