Darren A. Pitzner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darren Andrew Pitzner, who also goes by Darren A Pitzner, Darren Pitzner, was a registered financial professional .
Darren is a previously registered financial professional and started their career in finance in 2006. Darren had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2014 - July 1, 2018
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
April 28, 2014 - May 31, 2014
EMPOWER FINANCIAL SERVICES, INC.
December 7, 2011 - March 6, 2014
TRANSAMERICA CAPITAL, LLC
June 6, 2011 - October 13, 2011
TD AMERITRADE, INC.
June 6, 2011 - October 13, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 28, 2011 - October 13, 2011
TD AMERITRADE, INC.
October 10, 2006 - July 13, 2007
WOODBURY FINANCIAL SERVICES, INC.
May 5, 2006 - October 12, 2006
AMERICAN GENERAL SECURITIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
CRD#: 119546 / SEC#: , 8-65199
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
