KD
Kimberly K. Doleman
PORTSIDE WEALTH GROUP
Lakewood, CO 80228
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CRD#: 5121254
KD
Professional summary
Kimberly Kay Doleman, who also goes by Kimberly Kay Squillace, is a registered financial advisor currently at PORTSIDE WEALTH GROUP, LLC located in Lakewood, Colorado.
Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Kimberly has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kimberly Kay Squillace
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)PORTSIDE WEALTH GROUP; INVESTMENT RELATED; 300 UNION BLVD. SUITE 100 LAKEWOOD, CO 80228; RIA; INVESTMENT ADVISOR REPRESENTATIVE; 05/2023; 70% DURING BUSINESS HOURS; FEES FOR AUM AND FINANCIAL PLANNING 2) Advent Health, Non investment related, 9395 Crown Crest Blvd, Parker, CO 80138. Registered Nurse, health care related, floating to all radiation/oncology outpatient clinics covering four different Denver and surrounding area hospitals, inpatient nursing services on all floors of all departments. Start date 7/2005, 1-5 hours/month during non trading hours, 21-41 hours/month during trading hours. 3) DOLEMAN WEALTH INSURANCE SERVICES, GENERAL AGENCY; INVESTMENT RELATED; 300 UNION BLVD, STE 100, LAKEWOOD, CO 80228; INSURANCE; FIXED INSURANCE AGENT/PRODUCER; Fixed Insurance Business for clients, 05/26/2023; 1-5 hours/month during non business hours, 1-5 month/hours during business hours. 4) DOLEMAN WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; 300 UNION BLVD. SUITE 100 LAKEWOOD, CO 80228; PASSTHROUGH ENTITY; PRESIDENT; 05/2018; 6-10 HOURS DURING NON BUSINESS; 21-40 HOURS/MONTH DURING BUSINESS HOURS. PRESIDENT TO DOLEMAN WEALTH MANAGEMENT, LLC, PASSTHROUGH FOR ALL INCOME WITH RIA PORTSIDE WEALTH GROUP. DOLEMAN WEALTH IS A dba OF PORTSIDE WEATLH RIA. 5) LITTLETON PREP CHARTER SCHOOL; NON-INVESTMENT RELATED; COLORADO; NON-PROFIT ORGANIZATION; CHAIR OF THE ACCOUNTABILITY COMMITTEE; 10/01/2021, 1-5 HOURS PER MONTH; 1-5 hours/month during business hours. DEVELOPING AND PUBLISHING THE ANNUAL REPORT, COMMUNITY ENGAGEMENT, MAKE RECOMMENDATIONS TO THE GOVERNING BOARD.
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Kay Doleman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2023 - Present
PORTSIDE WEALTH GROUP, LLC
Office #1: 300 Union Blvd Suite 405, Lakewood, CO 80228RIA
CRD#: 325175
Lakewood, CO
Past
May 18, 2023 - October 31, 2024
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
Lakewood, CO
Past
February 28, 2019 - May 17, 2023
DFPG INVESTMENTS, LLC
BD
CRD#: 155576
LAKEWOOD, CO
Past
March 29, 2018 - June 15, 2023
TOWNSQUARE CAPITAL, LLC
RIA
CRD#: 288576
Lakewood, CO
Past
July 28, 2015 - April 27, 2018
ALLEGIS INVESTMENT ADVISORS, LLC
RIA
CRD#: 157314
DENVER, CO
Past
July 28, 2015 - March 28, 2019
ALLEGIS INVESTMENT SERVICES, LLC
BD
CRD#: 168557
Denver, CO
Past
March 9, 2015 - August 3, 2015
OSAIC WEALTH, INC.
BD
CRD#: 23131
DENVER, CO
Past
March 8, 2012 - July 31, 2015
FIRST MIDWEST SECURITIES, INC.
RIA
CRD#: 21786
DENVER, CO
Past
July 25, 2011 - July 1, 2015
FIRST MIDWEST SECURITIES, INC.
BD
CRD#: 21786
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PORTSIDE WEALTH GROUP, LLC
ALIGNMENT FINANCIAL ADVISORS | VITAL RETIREMENT | VISION TREE FINANCIAL ADVISORS | TWF WEALTH MANAGEMENT | TURNING POINT FINANCIAL GROUP | TRUROCK WEALTH | SUNCREST ADVISORS | SMART FINANCIAL | SEYMOUR FINANCIAL | SCOTT STEPHAN IFS | PORTSIDE WEALTH GROUP, LLC | PODUNK FINANCIAL | OXFORD WEALTH ADVISORS | OXFORD FINANCIAL GROUP | MCKELL PARTNERS | LEGACY WEALTH INVESTMENT COUNSEL | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES | HURST FINANCIAL CONSULTING | HUDSON OAKS WEALTH MANAGEMENT | GREEN STREET WEALTH ADVISORS | FRONTIER ADVISOR GROUP | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH MANAGEMENT | CAPITAL PROTECTION INSURANCE | CANYON STRATEGIC WEALTH GROUP | CACHE FINANCIAL | BRIGHTSIDE WEALTH MANAGEMENT | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH
CRD#: 325175 / SEC#: 801-127529
RIA
Registered Investment Advisory firm - (3/24/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(5/19/2023)
IAR
Texas(6/8/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PORTSIDE WEALTH GROUP, LLC
ALIGNMENT FINANCIAL ADVISORS | VITAL RETIREMENT | VISION TREE FINANCIAL ADVISORS | TWF WEALTH MANAGEMENT | TURNING POINT FINANCIAL GROUP | TRUROCK WEALTH | SUNCREST ADVISORS | SMART FINANCIAL | SEYMOUR FINANCIAL | SCOTT STEPHAN IFS | PORTSIDE WEALTH GROUP, LLC | PODUNK FINANCIAL | OXFORD WEALTH ADVISORS | OXFORD FINANCIAL GROUP | MCKELL PARTNERS | LEGACY WEALTH INVESTMENT COUNSEL | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES | HURST FINANCIAL CONSULTING | HUDSON OAKS WEALTH MANAGEMENT | GREEN STREET WEALTH ADVISORS | FRONTIER ADVISOR GROUP | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH MANAGEMENT | CAPITAL PROTECTION INSURANCE | CANYON STRATEGIC WEALTH GROUP | CACHE FINANCIAL | BRIGHTSIDE WEALTH MANAGEMENT | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH
CRD#: 325175 / SEC#: 801-127529
RIA
Registered Investment Advisory firm - (3/24/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3507 N University Ave Suite 150, Provo, UT 84604
Mailing Address
Phone number
(385) 412-1222
Established
Firm type
Fiscal year end
# of Employees
47
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,507 |
| AUM (Assets Under Management) | $ 1,125,318,236 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
