Lindsey M. Cruz
Professional summary
Lindsey Marie Cruz, who also goes by Lindsey M Cruz, Lindsey Marie Ober, is a registered financial advisor currently at APRICITY FINANCIAL, LLC located in Mystic, Connecticut.
Lindsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Lindsey has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lindsey Marie Cruz's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2024 - Present
APRICITY FINANCIAL, LLC
July 31, 2006 - February 26, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
June 28, 2006 - February 26, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
APRICITY FINANCIAL, LLC
CRD#: 330201 / SEC#: 801-134856
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/14/2025)
(9/14/2024)
(3/11/2025)
Exams
Current Firm
APRICITY FINANCIAL, LLC
CRD#: 330201 / SEC#: 801-134856
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 179 |
| AUM (Assets Under Management) | $ 108,809,983 |
Red Flags
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