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Nicholas S. Kalscheur

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CRD#: 5120843
NK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nicholas Steven Kalscheur, who also goes by Nicholas S Kalscheur, Nick Kalscheur, was a registered financial professional .

Nicholas is a previously registered financial professional and started their career in finance in 2006. Nicholas had worked at 3 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nicholas S Kalscheur | Nick Kalscheur

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 9, 2009 - February 8, 2012

SVA WEALTH MANAGEMENT, INC.

RIA
CRD#: 105197
MADISON, WI
Past

September 9, 2009 - January 13, 2011

SVA FINANCIAL SERVICES, LLC

BD
CRD#: 103853
MADISON, WI
Past

April 10, 2008 - April 30, 2009

SVA FINANCIAL SERVICES, LLC

BD
CRD#: 103853
MADISON, WI
Past

February 19, 2008 - April 30, 2009

SVA WEALTH MANAGEMENT, INC.

RIA
CRD#: 105197
MADISON, WI
Past

August 24, 2007 - January 8, 2008

WADDELL & REED

RIA
CRD#: 866
WAUKESHA, WI
Past

December 20, 2006 - January 8, 2008

WADDELL & REED

BD
CRD#: 866
WAUKESHA, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/28/2006
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


SW
SVA WEALTH MANAGEMENT, INC.
SVA PLANNERS INC | SVA PLUMB WEALTH MANAGEMENT, LLC | SVA WEALTH MANAGEMENT, INC.

CRD#: 105197 / SEC#: 801-30842

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Contact information


Main Address
1221 John Q Hammons Drive, Madison, WI 53717-2912
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SVA WEALTH MANAGEMENT, INC.

CRD#: 105197

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