Marissa Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marissa Harris, who also goes by Marissa Elana Harris, was a registered financial professional .
Marissa is a previously registered financial professional and started their career in finance in 2006. Marissa had worked at 5 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2022 - April 26, 2023
JLA SECURITIES, LLC
March 28, 2019 - March 13, 2024
ALLY INVEST SECURITIES LLC
March 4, 2015 - March 25, 2019
LPL FINANCIAL LLC
August 17, 2012 - December 5, 2012
ZECCO TRADING, INC.
May 5, 2008 - February 19, 2015
ALLY INVEST SECURITIES LLC
July 11, 2006 - August 6, 2007
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
JLA SECURITIES, LLC
CRD#: 312309 / SEC#: , 8-70687
Contact information
Documents
Red Flags
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