AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
YR

Yesenia A. Ruiz Albarran

TREND TRADE SECURITIES LLC
PASADENA, CA 91105
Some features on this profile are disabled
CRD#: 5120542
YR

Professional summary

Yesenia Anabel Ruiz Albarran, who also goes by Yesenia Anabel Ruiz, Yesenia Ruiz-blagoev, is a registered financial professional currently at TREND TRADE SECURITIES LLC located in Pasadena, California.

Yesenia is registered as a RR (Registered Representative) and started their career in finance in 2006. Yesenia has worked at 6 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Yesenia Anabel Ruiz | Yesenia Ruiz-Blagoev

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yesenia Anabel Ruiz Albarran's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2025 - Present

TREND TRADE SECURITIES LLC

Office #1: 157 S Fair Oaks Ave. Suite# 1018, Pasadena, CA 91105
BD
CRD#: 328756
PASADENA, CA
Past

November 17, 2022 - August 18, 2023

SCF SECURITIES, INC.

BD
CRD#: 47275
SAN DIEGO, CA
Past

November 20, 2013 - August 18, 2023

WESTERN INTERNATIONAL SECURITIES, INC.

RIA
CRD#: 39262
Pasadena, CA
Past

November 20, 2013 - August 18, 2023

WESTERN INTERNATIONAL SECURITIES, INC.

BD
CRD#: 39262
Pasadena, CA
Past

August 14, 2009 - November 22, 2013

B.B. GRAHAM & COMPANY, INC.

RIA
CRD#: 41533
ORANGE, CA
Past

August 14, 2009 - November 22, 2013

B.B. GRAHAM & COMPANY, INC.

BD
CRD#: 41533
ORANGE, CA
Past

February 15, 2007 - March 9, 2009

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
LOS ANGELES, CA
Past

February 15, 2007 - March 9, 2009

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA
Past

June 19, 2006 - June 29, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
LONG BEACH, CA
Past

May 22, 2006 - June 29, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
LONG BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/1/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/16/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/20/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/1/2010
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/14/2007
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/3/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TT
TREND TRADE SECURITIES LLC
TREND TRADE SECURITIES LLC

CRD#: 328756 / SEC#: , 8-71202

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
157 S Fair Oaks Ave. Suite# 1018, Pasadena, CA 91105
Mailing Address
157 S Fair Oaks Ave. Suite# 1018, Pasadena, CA 91105
Phone number
(626) 234-8866
Established
Nevada since 08/10/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TREND TRADE CAPITAL LLCPARENT COMPANY/SOLE MEMBER
ALEXANDER, CRAIG LEECEO/COO/FINOP2121901
MEGENITY, BRIAN MCDONALDCHIEF COMPLIANCE OFFICER2889637

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TREND TRADE SECURITIES LLC

CRD#: 328756Pasadena, CA 91105

TRUST BUT VERIFY

Monitor Yesenia Ruiz Albarran

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

John Tanner Powell
John PowellAdvisorCheck Check Mark
EQUITABLE ADVISORS, LLC
IAR
RR
Los Angeles, CA
Danielle Purcell Barrios
Danielle BarriosAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Beverly Hills, CA
Maria Zimiga
Maria ZimigaAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
Toluca Lake, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics