DL
David E. Leighton
GOLDEN STATE EQUITY PARTNERS
Powell, WY 82435
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CRD#: 5120459
DL
Professional summary
David Edward Leighton is a registered financial advisor currently at GOLDEN STATE EQUITY PARTNERS, LLC located in Powell, Wyoming and ASCENTIS ASSET MANAGEMENT, LLC located in Powell, Wyoming.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. David has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Golden State Equity Partners, LLC dba Heart Mountain Wealth Management - Investment related - same as main address - Wealth Manager - 9/16/2022 - 120 hours per month - 120 hours per month. 2)Golden State Asset Management - investment related - same as main address - IFA - 01/2023 - 60 hours per month - 30 during trading hours - help process trading for other advisors per CFA instruction 3)Arimathea - investment related - same as main address - IFA, VP of Diocesan Relations - 80 hours per month - 50 during trading hours - provide advice to institutions and individuals using planned models
CRS (Client Relationship Summary) - RIA
Click below to view David Edward Leighton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2022 - Present
GOLDEN STATE EQUITY PARTNERS, LLC
Office #1: 661 Wyoming Ave, Ste 1, Powell, WY 82435RIA
CRD#: 322879
Powell, WY
Current
January 31, 2025 - Present
ASCENTIS ASSET MANAGEMENT, LLC
Office #1: 254 E. 2nd Street, Powell, WY 82435RIA
CRD#: 318126
Powell, WY
Past
April 29, 2024 - September 4, 2025
ARIMATHEA
RIA
CRD#: 330140
Powell, WY
Past
November 9, 2021 - September 20, 2022
GOLDEN STATE EQUITY ADVISORS, LLC
RIA
CRD#: 289796
Powell, WY
Past
November 2, 2018 - November 11, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
WORLAND, WY
Past
August 1, 2018 - November 11, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
WORLAND, WY
Past
July 12, 2006 - May 23, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
GRAFTON, ND
Past
June 8, 2006 - May 23, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
GRAFTON, ND
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GOLDEN STATE EQUITY PARTNERS, LLC
ARENZANO CAPITAL | YOUNG GLOBAL WEALTH STRATEGIES, INC | VECTOR3 WEALTH MANAGEMENT | TRI-VALLEY WEALTH MANAGEMENT | TANGENT RETIREMENT | SCHNEIDER WEALTH MANAGEMENT | ORGAN PEAK FINANCIAL GROUP | MORNING STAR WEALTH MANAGEMENT | MARSHALL WEALTH ADVISORS | LONGEVITY WEALTH | LEGACY WEALTH MANAGEMENT | HIDDEN PEAK INVESTMENTS | HEART MOUNTAIN WEALTH MANAGEMENT | GOLDEN STATE EQUITY PARTNERS, LLC | ENRIQUEZ FINANCIAL GROUP | DESERT CITIES WEALTH MANAGEMENT | BAOBAB WEALTH MANAGEMENT | BAOBAB WEALTH ABROAD | AVELLA PRIVATE WEALTH | ASCENTIS INDEPENDENT ADVISORS | ARISE WEALTH MANAGEMENT | ARIMATHEA
CRD#: 322879 / SEC#: 801-126441
RIA
Registered Investment Advisory firm - (8/25/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wyoming(9/16/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GS
GOLDEN STATE EQUITY PARTNERS, LLC
ARENZANO CAPITAL | YOUNG GLOBAL WEALTH STRATEGIES, INC | VECTOR3 WEALTH MANAGEMENT | TRI-VALLEY WEALTH MANAGEMENT | TANGENT RETIREMENT | SCHNEIDER WEALTH MANAGEMENT | ORGAN PEAK FINANCIAL GROUP | MORNING STAR WEALTH MANAGEMENT | MARSHALL WEALTH ADVISORS | LONGEVITY WEALTH | LEGACY WEALTH MANAGEMENT | HIDDEN PEAK INVESTMENTS | HEART MOUNTAIN WEALTH MANAGEMENT | GOLDEN STATE EQUITY PARTNERS, LLC | ENRIQUEZ FINANCIAL GROUP | DESERT CITIES WEALTH MANAGEMENT | BAOBAB WEALTH MANAGEMENT | BAOBAB WEALTH ABROAD | AVELLA PRIVATE WEALTH | ASCENTIS INDEPENDENT ADVISORS | ARISE WEALTH MANAGEMENT | ARIMATHEA
CRD#: 322879 / SEC#: 801-126441
RIA
Registered Investment Advisory firm - (8/25/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 E. Sandpointe Ave Suite 460, South Coast Metro, CA 92707
Mailing Address
Phone number
(866) 273-1563
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,604 |
| AUM (Assets Under Management) | $ 880,384,165 |
Red Flags
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Company Information
GOLDEN STATE EQUITY PARTNERS, LLC
CRD#: 322879Powell, WY 82435TRUST BUT VERIFY
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