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BC

Benjamin I. Carmona

REALTA EQUITIES
San Juan Capistrano, CA 92675
Some features on this profile are disabled
CRD#: 5120428
BC

Professional summary

Benjamin Isaac Carmona, who also goes by Ben Carmona, is a registered financial professional currently at REALTA EQUITIES, INC. located in San Juan Capistrano, California.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2006. Benjamin has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ben Carmona

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Isaac Carmona's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2025 - Present

REALTA EQUITIES, INC.

Office #1: 29122 Rancho Viejo Road Suite 111, San Juan Capistrano, CA 92675
BD
CRD#: 23769
San Juan Capistrano, CA
Past

August 9, 2023 - March 28, 2025

ARKADIOS CAPITAL

BD
CRD#: 282710
San Juan Capistrano, CA
Past

August 7, 2020 - August 15, 2023

EMERSON EQUITY LLC

BD
CRD#: 130032
Irvine, CA
Past

January 29, 2020 - August 7, 2020

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
RICHMOND, VA
Past

November 5, 2018 - January 9, 2020

NEXPOINT SECURITIES, INC.

BD
CRD#: 165013
DALLAS, TX
Past

January 20, 2016 - October 31, 2018

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEWPORT BEACH, CA
Past

July 26, 2010 - December 4, 2015

REALTY CAPITAL SECURITIES, LLC

BD
CRD#: 145454
Costa Mesa, CA
Past

April 28, 2006 - July 6, 2010

GRUBB & ELLIS SECURITIES, INC.

BD
CRD#: 17932
SANTA ANA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/3/2025)
RR
Alaska
(3/3/2025)
RR
Arizona
(3/3/2025)
RR
Arkansas
(3/3/2025)
RR
California
(3/3/2025)
RR
Colorado
(3/3/2025)
RR
Florida
(3/3/2025)
RR
Georgia
(3/3/2025)
RR
Idaho
(3/3/2025)
RR
Illinois
(3/3/2025)
RR
Iowa
(3/3/2025)
RR
Louisiana
(3/3/2025)
RR
Massachusetts
(3/3/2025)
RR
Michigan
(3/3/2025)
RR
Minnesota
(3/3/2025)
RR
Montana
(3/3/2025)
RR
Nebraska
(3/3/2025)
RR
Nevada
(3/3/2025)
RR
New Jersey
(3/3/2025)
RR
New York
(3/3/2025)
RR
North Carolina
(3/3/2025)
RR
Ohio
(3/3/2025)
RR
Oregon
(3/3/2025)
RR
Pennsylvania
(3/3/2025)
RR
South Carolina
(3/3/2025)
RR
Tennessee
(3/3/2025)
RR
Texas
(3/3/2025)
RR
Utah
(3/3/2025)
RR
Virginia
(3/3/2025)
RR
Wyoming
(3/3/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/6/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/27/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/11/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RE
REALTA EQUITIES, INC.
COASTAL EQUITIES, INC. | THE FALMOUTH FINANCIAL GROUP | REALTA WEALTH | REALTA EQUITIES, INC.

CRD#: 23769 / SEC#: , 8-40822

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
PREMIUM
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Contact information

Main Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Mailing Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Phone number
(888) 657-5200
Established
Massachusetts since 01/24/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ORANGE STREET HOLDINGS, INC.SHAREHOLDER
BALTOVSKI, ALEXANDERFINOP OFFICER2350828
ODOM, AMY ENITHAML OFFICER2674773
PALMER, JACOB DANIELCHIEF COMPLIANCE OFFICER2309603
SCHULTZ, BARRETT OLIVERCHIEF OPERATIONS OFFICER2741114

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REALTA EQUITIES, INC.

CRD#: 23769San Juan Capistrano, CA 92675

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