Kathryn V. Davis

PELICAN INVESTMENT ADVISORS

BATON ROUGE, LA 70809

Some features on this profile are disabled

CRD#: 5120392

Professional summary

Kathryn V Davis, CFP®, who also goes by Beth Davis, Kathryn VIttitow Davis, Kathryn Elizabeth Vittitow, Kathryn Vittitow, is a registered financial advisor currently at PELICAN INVESTMENT ADVISORS, LLC located in Baton Rouge, Louisiana.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kathryn has worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Beth Davis | Kathryn Vittitow Davis | Kathryn Elizabeth Vittitow | Kathryn Vittitow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn V Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

May 17, 2021 - Present

PELICAN INVESTMENT ADVISORS, LLC

Office #1: 10307 Jefferson Highway Suite A, Baton Rouge, LA 70809

RIA

CRD#: 313227

BATON ROUGE, LA

Past

August 21, 2008 - May 17, 2021

KASSOUF WEALTH ADVISORS, LLC

RIA

CRD#: 122683

BIRMINGHAM, AL

Past

April 2, 2007 - July 7, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

BIRMINGHAM, AL

Past

April 2, 2007 - July 7, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

BIRMINGHAM, AL

Past

March 23, 2007 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BIRMINGHAM, AL

Past

December 5, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(5/17/2021)

IAR

Texas
(7/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/19/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 5/24/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/4/2006

General Securities Representative Examination

Current Firm

PELICAN INVESTMENT ADVISORS, LLC

CRD#: 313227 / SEC#: 801-120649

RIA

Registered Investment Advisory firm - (7/27/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (7/26/2022 Approved)

Texas

Registered Investment Advisory firm - (7/11/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10307 Jefferson Highway Suite A, Baton Rouge, LA 70809

Mailing Address

Phone number

(225) 293-9283

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	211
AUM (Assets Under Management)	$ 72,510,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frederick Sharbaugh

PARK AVENUE SECURITIES LLC

IAR

Baton Rouge, LA

Garrett Norton

LPL FINANCIAL LLC

IAR

Baton Rouge, LA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kathryn V. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn V Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

PELICAN INVESTMENT ADVISORS, LLC

KASSOUF WEALTH ADVISORS, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/19/2007

Series 31

Date: 5/24/2007

Series 7

Date: 12/4/2006

Current Firm

PELICAN INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PELICAN INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors