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AR

Andrew D. Raney

METROPOLITAN CAPITAL INVESTMENT BANC
Chicago, IL 60654
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CRD#: 5120161
AR

Professional summary


Andrew David Raney, who also goes by Andy Raney, is a registered financial professional currently at METROPOLITAN CAPITAL INVESTMENT BANC, INC. located in Chicago, Illinois.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2006. Andrew has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Andy Raney

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHERRY CREEK PARTNERS LLC; NOT INVESTMENT RELATED; 288 CLAYTON ST #303 DENVER CO 80206; REAL ESTATE BROKERAGE FIRM; REAL ESTATE BROKER; JANUARY 2014; 0 HRS/MONTH; 0 DURING TRADING HOURS; AGENT-CONTRACT ONLY, RR DOES NOT SOLICIT BUSINESS.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Andrew David Raney's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 1, 2024 - Present

METROPOLITAN CAPITAL INVESTMENT BANC, INC.

Office #1: 350 N. Lasalle Street Suite 800, Chicago, IL 60654
BD
CRD#: 148820
Chicago, IL
Past

June 17, 2022 - July 29, 2024

CANTOR FITZGERALD INVESTMENT ADVISORS

RIA
CRD#: 159296
NEW YORK, NY
Past

January 20, 2016 - July 29, 2024

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

September 21, 2012 - December 8, 2015

REALTY CAPITAL SECURITIES, LLC

BD
CRD#: 145454
NEW YORK CITY, NY
Past

January 27, 2010 - September 12, 2012

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
DENVER, CO
Past

September 7, 2006 - March 14, 2008

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/30/2025)
RR
Colorado
(8/1/2024)
RR
Florida
(1/31/2025)
RR
Illinois
(8/1/2024)
RR
Louisiana
(1/30/2025)
RR
Michigan
(9/5/2025)
RR
Montana
(1/30/2025)
RR
Utah
(2/19/2025)
RR
Vermont
(1/31/2025)
RR
Wyoming
(9/4/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/16/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MC
METROPOLITAN CAPITAL INVESTMENT BANC, INC.
METROPOLITAN CAPITAL INVESTMENT BANC, INC. | METROPOLITAN CAPITAL, INC.

CRD#: 148820 / SEC#: , 8-68075

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
9 East Ontario, Chicago, IL 60611
Mailing Address
9 East Ontario, Chicago, IL 60611
Phone number
(312) 640-2300
Established
Illinois since 09/16/2008
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
METROPOLITAN CAPITAL BANCORP, INC.SOLE SHAREHOLDER
KIRSCHENBLAT, CHAD ETHANCFO/FINOP/POO/PFO2503352
NOVEL, FRANK P.PRESIDENT, CCO, EXEC. REP., SECRETARY, AMLCO5501358
PRESBERG, JOHN J.CFO/FINOP6530339

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


METROPOLITAN CAPITAL INVESTMENT BANC, INC.

CRD#: 148820Chicago, IL 60654

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