ML
Mary K. Lyons
ONEAMERICA SECURITIES
Plano, TX 75093
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CRD#: 5120134
ML
Professional summary
Mary K Lyons, who also goes by Mary C Kane, Mary Clelie Kane, is a registered financial advisor currently at ONEAMERICA SECURITIES, INC. located in Plano, Texas.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Mary has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary C Kane | Mary Clelie Kane
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mary K Lyons's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mary K Lyons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2009 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 4324 Mapleshade Suite 203, Plano, TX 75093RIA
BD
CRD#: 4173
Plano, TX
Current
June 25, 2008 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 4324 Mapleshade Suite 203, Plano, TX 75093RIA
BD
CRD#: 4173
Plano, TX
Past
November 1, 2007 - June 16, 2008
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
DALLAS, TX
Past
October 10, 2007 - June 16, 2008
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/2/2024)
IAR
Arizona(5/7/2024)
RR
California(3/2/2016)
IAR
California(6/9/2017)
IAR
Colorado(7/27/2018)
IAR
Delaware(8/18/2025)
IAR
Florida(3/1/2024)
RR
Florida(5/1/2024)
RR
Idaho(4/28/2021)
IAR
Idaho(4/29/2021)
RR
Indiana(12/7/2020)
RR
Kansas(12/7/2020)
IAR
Kansas(2/29/2024)
RR
Michigan(12/7/2020)
IAR
Michigan(12/10/2020)
RR
Minnesota(7/31/2025)
IAR
Minnesota(7/31/2025)
RR
Missouri(12/7/2020)
IAR
Missouri(12/8/2020)
IAR
Nebraska(12/18/2025)
RR
Nevada(7/25/2017)
IAR
Nevada(9/27/2017)
RR
New Jersey(5/24/2023)
IAR
New Jersey(7/18/2023)
RR
New Mexico(10/23/2019)
IAR
New Mexico(10/24/2019)
IAR
New York(1/14/2025)
RR
North Carolina(7/25/2017)
IAR
North Carolina(9/18/2017)
IAR
North Dakota(12/15/2025)
RR
Oklahoma(9/30/2025)
RR
Tennessee(10/13/2022)
RR
Texas(6/25/2008)
IAR
Texas(7/31/2009)
RR
Utah(2/7/2025)
RR
Virginia(12/7/2020)
IAR
Washington(6/27/2019)
RR
Washington(5/1/2024)
RR
Wisconsin(12/7/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
One American Square, Indianapolis, IN 46282
Mailing Address
One American Square P.o. Box 1984, Indianapolis, IN 46206-1984
Phone number
(317) 285-1877
Established
Indiana since 06/04/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
326
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ONEAMERICA SECURITIES, INC.
CRD#: 4173Plano, TX 75093TRUST BUT VERIFY
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