JF
John C. Fleming
TEXAS SECURITIES
CARROLLTON, TX 75010
Some features on this profile are disabled
CRD#: 5119917
JF
Professional summary
John Collin Fleming is a registered financial professional currently at TEXAS SECURITIES, INC. located in Carrollton, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 2006. John has worked at 1 firm and has passed the Series 63, SIE, Series 22 and Series 39 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Collin Fleming's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 15, 2006 - Present
TEXAS SECURITIES, INC.
Office #1: 4024 Nazarene Suite B, Carrollton, TX 75010Office #2: 4024 Nazarene Suite B, Carrollton, TX 75010BD
CRD#: 120148
CARROLLTON, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/12/2006)
RR
Alaska(6/12/2006)
RR
Arizona(6/12/2006)
RR
Arkansas(6/12/2006)
RR
California(6/12/2006)
RR
Colorado(6/12/2006)
RR
Connecticut(6/12/2006)
RR
Delaware(6/12/2006)
RR
District of Columbia(6/12/2006)
RR
Florida(6/12/2006)
RR
Georgia(6/12/2006)
RR
Hawaii(6/12/2006)
RR
Idaho(6/12/2006)
RR
Illinois(6/12/2006)
RR
Indiana(6/12/2006)
RR
Iowa(6/12/2006)
RR
Kansas(6/12/2006)
RR
Kentucky(6/12/2006)
RR
Louisiana(6/12/2006)
RR
Maine(6/12/2006)
RR
Maryland(6/12/2006)
RR
Massachusetts(6/12/2006)
RR
Michigan(6/12/2006)
RR
Minnesota(6/12/2006)
RR
Mississippi(6/12/2006)
RR
Missouri(6/12/2006)
RR
Montana(6/12/2006)
RR
Nebraska(6/12/2006)
RR
Nevada(6/12/2006)
RR
New Hampshire(6/12/2006)
RR
New Jersey(6/12/2006)
RR
New Mexico(6/12/2006)
RR
New York(6/12/2006)
RR
North Carolina(6/12/2006)
RR
North Dakota(6/12/2006)
RR
Ohio(6/13/2006)
RR
Oklahoma(6/12/2006)
RR
Oregon(6/12/2006)
RR
Pennsylvania(6/12/2006)
RR
Rhode Island(6/12/2006)
RR
South Carolina(6/12/2006)
RR
South Dakota(6/12/2006)
RR
Tennessee(6/12/2006)
RR
Texas(6/12/2006)
RR
Utah(6/12/2006)
RR
Vermont(6/12/2006)
RR
Virginia(6/12/2006)
RR
Washington(6/12/2006)
RR
West Virginia(6/12/2006)
RR
Wisconsin(6/12/2006)
RR
Wyoming(6/12/2006)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TS
TEXAS SECURITIES, INC.
TEXAS SECURITIES, INC.
CRD#: 120148 / SEC#: , 8-65276
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4024 Nazarene Suite B, Carrollton, TX 75010
Mailing Address
4024 Nazarene Suite B, Carrollton, TX 75010
Phone number
(972) 492-0058
Established
Texas since 01/18/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
