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Gregg Michael Bradley

CRD# 5119610·Registered 2006 - 2013
Previously Registered: Being a previously registered professional could mean that Gregg is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregg Michael Bradley, who also goes by Gregg M Bradley, Gregg Michael Bradley Mr, was a registered financial advisor. Gregg was a previously registered financial professional and started their career in finance 2006 - 2013. Gregg had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gregg M Bradley, Gregg Michael Bradley Mr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

AVENIR FINANCIAL GROUP·CRD# 148490
BD
New York, NY
December 21, 2012 - April 10, 2013
SW FINANCIAL·CRD# 145012
BD
Babylon Village, NY
January 26, 2012 - March 27, 2012
BROOKVILLE CAPITAL PARTNERS·CRD# 102380
BD
Uniondale, NY
December 3, 2010 - January 10, 2011
EKN FINANCIAL SERVICES INC.·CRD# 113525
BD
Melville, NY
November 10, 2010 - November 30, 2010
SPARTAN CAPITAL SECURITIES, LLC·CRD# 146251
BD
New York, NY
June 29, 2010 - July 22, 2010
ROCKWELL GLOBAL CAPITAL LLC·CRD# 142485
BD
Lakemary, FL
February 9, 2010 - March 25, 2010
GERWIN GROUP, INC.·CRD# 23199
BD
Thousand Oaks, CA
June 2, 2009 - October 1, 2009
THINKEQUITY LLC·CRD# 20996
BD
New York, NY
May 14, 2007 - June 19, 2007
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Lindenhurst, NY
September 25, 2006 - October 23, 2006
EKN FINANCIAL SERVICES INC.·CRD# 113525
BD
Melville, NY
September 11, 2006 - October 4, 2006

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Current Firm

AF
AVENIR FINANCIAL GROUP

AVENIR FINANCIAL GROUP | AVENIR FINANCIAL GROUP, INC.

CRD#: 148490 / SEC#: 8-68031
BD
Terminated by SEC on 05/11/2016

Contact Information

Established

Wyoming since 07/26/2010

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ALLEN, DAVID ARTHURPASSIVE INVESTOR2500427
CLEMENTS, MICHAEL TODDCEO,CCO1702071
PASQUESI, MAUROPASSIVE INVESTOR OWNER6148602
BABOULIS, LINDAPASSIVE INVESTOR6441448
CLEMENTS, JUDITHPASSIVE INVESTOR6432441

Disclosures

Regulatory Event

4

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2006About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 2006About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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