Gregg M. Bradley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregg Michael Bradley, who also goes by Gregg M Bradley, Gregg Michael Bradley Mr, was a registered financial professional .
Gregg is a previously registered financial professional and started their career in finance in 2006. Gregg had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2012 - April 10, 2013
AVENIR FINANCIAL GROUP
January 26, 2012 - March 27, 2012
SW FINANCIAL
December 3, 2010 - January 10, 2011
BROOKVILLE CAPITAL PARTNERS
November 10, 2010 - November 30, 2010
EKN FINANCIAL SERVICES INC.
June 29, 2010 - July 22, 2010
SPARTAN CAPITAL SECURITIES, LLC
February 9, 2010 - March 25, 2010
ROCKWELL GLOBAL CAPITAL LLC
June 2, 2009 - October 1, 2009
GERWIN GROUP, INC.
May 14, 2007 - June 19, 2007
THINKEQUITY LLC
September 25, 2006 - October 23, 2006
GUNNALLEN FINANCIAL, INC
September 11, 2006 - October 4, 2006
EKN FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVENIR FINANCIAL GROUP
CRD#: 148490 / SEC#: , 8-68031
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
