Michael N. Guilfoyle

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CRD#: 5119593

Professional summary

Michael Nicholas Guilfoyle was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael Nicholas Guilfoyle was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2006. Michael had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 24, 2016 - March 13, 2017

FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149

NEW YORK, NY

Past

May 5, 2016 - September 21, 2016

IFS SECURITIES

CRD#: 40375

Woodbridge, NJ

Past

August 23, 2013 - May 16, 2016

LEGEND SECURITIES, INC.

CRD#: 44952

NEW YORK, NY

Past

March 27, 2013 - September 4, 2013

JOSEPH GUNNAR & CO. LLC

CRD#: 24795

STATEN ISLAND, NY

Past

November 16, 2012 - January 31, 2013

AMERICA'S CHOICE EQUITIES LLC

CRD#: 135272

PALM BEACH GARDENS, FL

Past

May 11, 2012 - November 19, 2012

GLOBAL ARENA CAPITAL CORP

CRD#: 16871

MIAMI, FL

Past

September 6, 2011 - September 27, 2011

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

May 17, 2010 - March 25, 2011

BROOKSTONE SECURITIES, INC.

CRD#: 13366

STATEN ISLAND, NY

Past

October 20, 2009 - January 25, 2010

BROOKSTONE SECURITIES, INC.

CRD#: 13366

STATEN ISLAND, NY

Past

July 15, 2009 - October 30, 2009

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

STATEN ISLAND, NY

Past

June 10, 2009 - June 26, 2009

MERCER CAPITAL LTD.

CRD#: 104012

NEW YORK, NY

Past

January 5, 2009 - February 12, 2009

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

September 27, 2006 - November 21, 2008

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

STATEN ISLAND, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/9/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2006

General Securities Representative Examination

Current Firm

FOUR POINTS CAPITAL PARTNERS LLC

AURORA FINANCIAL SERVICES, L.L.C. | HAYDEN & ASSOCIATES | FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149 / SEC#: , 8-50162

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450

Mailing Address

55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450

Phone number

(212) 257-5240

Established

Texas since 07/23/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
5M HOLDINGS LLC	MANAGING MEMBER
GRAY, JOHN CLARKE	CHIEF FINANCIAL OPERATIONS OFFICER / CFO	1367440
MARTINO, MICHAEL CHRISTOPHER	CHIEF EXECUTIVE OFFICER	2579146
MURPHY, GENE RYAN	CHIEF OPERATIONS OFFICER	4739772
TOOKE, JEFFREY A	CHIEF COMPLIANCE OFFICER, AMLCO	5621579

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael N. Guilfoyle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

IFS SECURITIES

LEGEND SECURITIES, INC.

JOSEPH GUNNAR & CO. LLC

AMERICA'S CHOICE EQUITIES LLC

GLOBAL ARENA CAPITAL CORP

NEWBRIDGE SECURITIES CORPORATION

BROOKSTONE SECURITIES, INC.

BROOKSTONE SECURITIES, INC.

J.P. TURNER & COMPANY, L.L.C.

MERCER CAPITAL LTD.

GUNNALLEN FINANCIAL, INC

J.P. TURNER & COMPANY, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/9/2006

SIE

Date: 3/13/2017

Series 7

Date: 9/26/2006

Current Firm

FOUR POINTS CAPITAL PARTNERS LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FOUR POINTS CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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