KK
Kristie M. Kughler
KNOX WEALTH PARTNERS ADVISORY
Knoxville, TN 37932
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CRD#: 5119292
KK
Professional summary
Kristie Marie Kughler, ChFC®, CLU®, who also goes by Kristie Marie Taylor, is a registered financial advisor currently at KNOX WEALTH PARTNERS ADVISORY located in Knoxville, Tennessee and LPL FINANCIAL LLC located in Knoxville, Tennessee.
Kristie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Kristie has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristie Marie Taylor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 5/2020 - Other (Business Owner) - Kristie Kughler - 10% - Not Investment Related - Knoxville, TN 37919 2) 9/2017 - Non-Variable Insurance - KNOX WEALTH PARTNERS - Investment Related - 10% - Knoxville, TN 37919 3) 5/4/2021 - Knox Wealth Partners Advisory, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 4-26-2021 - 60 Hours Per Month/4 Hours During Securities Trading - Time Spent 40% - I provide investment advisory services through Knox Wealth Partners Advisory, LLC, an independent investment advisor firm. I started this business activity in 4/2021. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 5/27/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/1/2019 - 10 Hours Per Month/10 Hours During Securities Trading - Selling individual medicare and health insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Kristie Marie Kughler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 30, 2021 - Present
KNOX WEALTH PARTNERS ADVISORY
Office #1: 10710 Murdock Drive Suite 101, Knoxville, TN 37932RIA
CRD#: 288580
Knoxville, TN
Current
April 23, 2021 - Present
LPL FINANCIAL LLC
Office #1: 10710 Murdock Dr, Suite 101, Knoxville, TN 37932RIA
BD
CRD#: 6413
Knoxville, TN
Past
October 26, 2017 - April 30, 2021
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
KNOXVILLE, TN
Past
October 6, 2017 - April 30, 2021
NYLIFE SECURITIES LLC
BD
CRD#: 5167
KNOXVILLE, TN
Past
August 20, 2007 - September 11, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KNOX WEALTH PARTNERS ADVISORY
KNOX WEALTH PARTNERS ADVISORY | KNOX WEALTH PARTNERS ADVISORY, LLC
CRD#: 288580 / SEC#: 801-110743
RIA
Registered Investment Advisory firm - (7/5/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Tennessee(4/23/2021)
IAR
Tennessee(4/30/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KW
KNOX WEALTH PARTNERS ADVISORY
KNOX WEALTH PARTNERS ADVISORY | KNOX WEALTH PARTNERS ADVISORY, LLC
CRD#: 288580 / SEC#: 801-110743
RIA
Registered Investment Advisory firm - (7/5/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10710 Murdock Drive Suite 101, Knoxville, TN 37932
Mailing Address
Phone number
(865) 291-2422
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 828 |
| AUM (Assets Under Management) | $ 231,274,258 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KNOX WEALTH PARTNERS ADVISORY
CRD#: 288580Knoxville, TN 37932TRUST BUT VERIFY
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