Tejal T. Shah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tejal Turakhia Shah, who also goes by Tejal T Shah, Tejal Shah, Tejal Turakhia, was a registered financial professional .
Tejal is a previously registered financial professional and started their career in finance in 2006. Tejal had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2010 - March 28, 2019
PENINSULA WEALTH, LLC
June 30, 2006 - February 17, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 5, 2006 - February 17, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PENINSULA WEALTH, LLC
CRD#: 152436 / SEC#: 801-71025
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,106 |
| AUM (Assets Under Management) | $ 676,425,339 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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