Jeffrey Ciarcia
Professional summary
Jeffrey Ciarcia is a registered financial professional currently at UMERGENCE LLC located in Plantsville, Connecticut.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2006. Jeffrey has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 55, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Ciarcia's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2017 - Present
UMERGENCE LLC
Office #1: 1006 S. Main St., Plantsville, CT 06479Office #2: 1006. S. Main St., Plantsville, CT 06479May 2, 2006 - June 10, 2013
FIRST NEW YORK SECURITIES L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2020)
(8/19/2020)
(3/1/2021)
(9/28/2017)
(1/30/2018)
(10/2/2020)
(4/16/2020)
(10/8/2020)
(9/4/2020)
(1/3/2018)
(10/11/2020)
(9/8/2020)
(8/31/2020)
(9/8/2020)
(4/7/2025)
(10/7/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 6/7/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
UMERGENCE LLC
CRD#: 284368 / SEC#: , 8-69801
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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