Theresa M. Boetger

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CRD#: 5118835

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Theresa Marie Boetger, who also goes by Theresa M Boetger, Theresa Marie Leno, was a registered financial professional .

Theresa is a previously registered financial professional and started their career in finance in 2007. Theresa had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Theresa M Boetger | Theresa Marie Leno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SICA WEALTH MGMT, LLC 67 EAST PARK PLACE, 1ST FLOOR, MORRISTOWN, NJ 07960 - TRADITIONAL RIA BUSINESS - REGISTERED CLIENT RELATIONS COORDINATOR, MARKETING, EXEC. ASST. TO CEO SINCE 6/2010 - APPROX 120 HRS/MO - SALARIED 2) CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC 67 EAST PARK PLACE, 1ST FLOOR, MORRISTOWN, NJ 07960 - REGISTERED RIA, ALTERNATIVE INVESTMENTS - FORUM FOR EDUCATION ON ALTERNATIVE INVESTMENTS FOR OTHER RIA'S AND INVESTMENT PROFESSIONALS. CONSULTING AND SUB-ADVISORY FUNCTIONS. FIRM ALSO HAS ITS OWN REG D FUND - CLIENT RELATIONS, MARKETING, EXEC. ASST. SINCE 9/2014 - APPROX 80 HRS/MO - SALARIED 3) AMBIT ENERGY 1801 N. LAMAR ST., DALLAS, TX - RETAIL ENERGY PROVIDER - MARKET 3RD PARTY PROVIDERS - CONSULTANT SINCE 7/2013 - COMPENSATED BY GAS/ELECTRIC ENERGY CREDITS 4) ARBONNE INTERNATIONAL, LLC 9400 JERONIMO ROAD IRVINE, CA 92618 - BEAUTY AND WELLNESS PRODUCTS CO - INDEPENDENT CONSULTANT SINCE 4/2016 - APPROX 10 HRS/MO - COMMISSION BASED COMPENSATION

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 11, 2016 - December 31, 2016

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

MORRISTOWN, NJ

Past

September 9, 2015 - February 5, 2016

CAPITAL GUARDIAN, LLC

CRD#: 137919

MORRISTOWN, NJ

Past

June 21, 2011 - July 29, 2022

SICA WEALTH MANAGEMENT, LLC

RIA

CRD#: 153625

MORRISTOWN, NJ

Past

June 4, 2010 - June 11, 2015

APW CAPITAL, INC.

CRD#: 43814

MORRISTOWN, NJ

Past

December 8, 2008 - June 1, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MORRISTOWN, NJ

Past

January 1, 2008 - June 1, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MORRISTOWN, NJ

Past

December 20, 2007 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

MORISTOWN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTERNATIONAL ASSETS ADVISORY, LLC

INTERNATIONAL ASSETS ADVISORY CORPORATION | JANSEN WEALTH MANAGEMENT, LLC | INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645 / SEC#: 801-119029, 8-27736

RIA

Registered Investment Advisory firm - SEC (7/21/2020 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/4/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/2007

General Securities Representative Examination

Current Firm

INTERNATIONAL ASSETS ADVISORY, LLC

INTERNATIONAL ASSETS ADVISORY CORPORATION | JANSEN WEALTH MANAGEMENT, LLC | INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645 / SEC#: 801-119029, 8-27736

RIA

Registered Investment Advisory firm - SEC (7/21/2020 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

111 North Orange Avenue Suite 1000, Orlando, FL 32801

Mailing Address

111 North Orange Avenue Suite 1000, Orlando, FL 32801

Phone number

(407) 254-1500

Established

Florida since 07/26/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (1 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

IAA FORM ADV PART 2A 1.30.2025 (1/31/2025)

Direct owners and executive officers

Name	Position	CRD#
PECUNIA MANAGEMENT, LLC	OWNER
COFRANCESCO, EDWARD RICHARD	CEO	2305035
LAMPMAN, MATTHEW EDWARD	PRESIDENT/CHIEF OPERATING OFFICER	6132493
MOORE, ANN KATHERINE	CHIEF BUSINESS DEVELOPMENT OFFICER	5535928
NICHOLSON, MYRA PEARLE	CHIEF LEGAL OFFICER, CHIEF RISK OFFICER	2740029
WEINBERGER, DAVID S	REGISTERED OPTIONS PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF REGULATORY OFFICER	2676116
WEISS, RICHARD JAY	CHIEF COMPLIANCE OFFICER, CHIEF AML CCO	2523174

Disclosures

Regulatory Event	8
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Theresa M. Boetger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPITAL GUARDIAN, LLC

SICA WEALTH MANAGEMENT, LLC

APW CAPITAL, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

INTERNATIONAL ASSETS ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/4/2008

SIE

Date: 12/31/2016

Series 7

Date: 12/19/2007

Current Firm

INTERNATIONAL ASSETS ADVISORY, LLC

Contact information

SEC notice filing (1 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INTERNATIONAL ASSETS ADVISORY, LLC

TRUST BUT VERIFY

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