PG
Patrick J. Gall
RETIREMENT WEALTH SOLUTIONS LLC
Marshfield, WI 54449
Some features on this profile are disabled
CRD#: 5118752
PG
Professional summary
Patrick John Gall, CFP®, ChFC® is a registered financial advisor currently at RETIREMENT WEALTH SOLUTIONS LLC located in Marshfield, Wisconsin.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Patrick has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; START DATE 09/2009; DBA RETIREMENT WEALTH SOLUTIONS] [ODC Foundation Inc; I serve on the ODC Inc board as another OBA. Recently they formed a separate non profit, ODC Foundation Inc to oversee the new foundation that they have established.; 1191 Huntington Ave, Wisconsin Rapids, WI 54494; Start Date 06/2020; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours;Give guidance to the ODC officers and discuss matters involving the ODC Foundation] Marshfield Clinic Health System YMCA; Not investment related; Board member; Marshfield, Wisconsin; Start Date 04/2024; Role Title: Board Member; 0 hours per month during trading hours; Approximately 2 hours per month donating time during non trading hours. [Precious Metals and Miners Speculative Fund, LP; This is a private placement in a limited partnership; 1111 Deming Way, Ste 103, Madison, WI 53717-2904; Start Date 08/2020; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [Policy Confluence Inc; This is a private placement in a limited partnership. Passive investment in a private placement. Policy Confluence Inc; 8001 Terrace Ave Suite 201, Middleton WI 53562; Start Date 08/2021; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Patrick John Gall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
January 24, 2022 - Present
RETIREMENT WEALTH SOLUTIONS LLC
Office #1: 110 East 2nd Street, Marshfield, WI 54449Office #2: P.o. Box 219, Marshfield, WI 54449RIA
CRD#: 317253
Marshfield, WI
Past
September 20, 2011 - January 26, 2022
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
MARSHFIELD, WI
Past
June 5, 2006 - January 26, 2022
NYLIFE SECURITIES LLC
BD
CRD#: 5167
MARSHFIELD, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RETIREMENT WEALTH SOLUTIONS LLC
RETIREMENT WEALTH SOLUTIONS LLC
CRD#: 317253 / SEC#: 801-129528
RIA
Registered Investment Advisory firm - (2/20/2024 Approved)Texas
Registered Investment Advisory firm - (2/28/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (2/28/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/4/2022)
IAR
Wisconsin(1/24/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RW
RETIREMENT WEALTH SOLUTIONS LLC
RETIREMENT WEALTH SOLUTIONS LLC
CRD#: 317253 / SEC#: 801-129528
RIA
Registered Investment Advisory firm - (2/20/2024 Approved)Texas
Registered Investment Advisory firm - (2/28/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (2/28/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
110 East 2nd Street, Marshfield, WI 54449
Mailing Address
P.o. Box 219, Marshfield, WI 54449
Phone number
(715) 384-5481
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 539 |
| AUM (Assets Under Management) | $ 175,822,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RETIREMENT WEALTH SOLUTIONS LLC
CRD#: 317253Marshfield, WI 54449TRUST BUT VERIFY
Monitor Patrick Gall
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
